The Birth of Tragedy
Attempt at a Self-Criticism
Whatever may be at the bottom of this questionable book, it must have been an exceptionally significant and fascinating question, and deeply personal at that: the time in which it was written, in spite of which it was written, bears witness to that--the exciting time of the Franco-Prussian war of 1870-71. As the thunder of the Battle of Worth was rolling over Europe, the muser and riddle-friend who was to be the father of this book sat somewhere in an alpine nook, very bemused and beriddled, hence very concerned and yet unconcerned, and wrote down his thoughts about the Greeks--the core of the strange and almost inaccessible book to which this belated preface (or postscript) shall now be added. A few weeks later--and he himself was to be found under the walls of Metz, still wedded to the question marks that he had placed after the alleged "cheerfulness" of the Greeks and of Greek art. Eventually, in that month of profoundest suspense when the peace treaty was being debated at Versailles, he, too, made peace with himself and, slowly convalescing from an illness contracted at the front, completed the final draft of The Birth of Tragedy out of the Spirit of Music.--Out of music? Music and tragedy? Greeks and the music of tragedy? Greeks and the art form of pessimism? The best turned out, most beautiful, most envied type of humanity to date, those most apt to seduce us to life, the Greeks--how now? They of all people should of needed tragedy? Even more--art? For what--Greek art?
You will guess where the big question mark concerning the value of existence has thus been raised. Is pessimism necessarily a sign of decline, decay, degeneration, weary and weak instincts--as it once was in India and now is, to all appearances, among us, "modern" men and Europeans? Is there pessimism of strength? An intellectual predilection for the hard, gruesome, evil, problematic aspect of existence, prompted by well-being, by overflowing health, by the fullness of existence? Is it perhaps possible to suffer precisely from overfullness? The sharp-eyed courage that tempts and attempts, that craves the frightful as the enemy, the worthy enemy, against whom one can test one's strength? From whom one can learn what it means "to be frightened"? What is the significance of the tragic myth among the Greeks of the best, the strongest, the most courageous period? And the tremendous phenomenon of the Dionysian--and, born from it, tragedy--what might they signify?-- And again: that of which tragedy died, the Socratism of morality, the dialectics, frugality, and cheerfulness of the theoretical man--how now? Might not this very Socratism be a sign of decline, of weariness, of infection, of the anarchical dissolution of the instincts? And the "Greek cheerfulness" of the later Greeks--merely the afterglow of the sunset? The Epicureans resolve against pessimism--a mere precaution of the afflicted? And science itself, our science--indeed, what is the significance of all science, viewed as a symptom of life? For what--worse yet, whence--all science? How now? Is the resolve to be so scientific about everything perhaps a kind of fear of, an escape from, pessimism? A subtle last resort against--truth? And, morally speaking, a sort of cowardice and falseness? Amorally speaking, a ruse? O Socrates, Socrates, was that perhaps your secret? O enigmatic ironist, was that perhaps your--irony?
What I then got hold of, something frightful and dangerous, a problem with horns but not necessarily a bull, in any case a new problem--today I should say that it was the problem of science itself, science considered for the first time as problematic, as questionable. But the book in which my youthful courage and suspicion found an outlet--what an impossible book had to result from a task so uncongenial to youth! Constructed from a lot of immature, overgreen personal experiences, all of them close to the limits of communication, presented in the context of art--for the problem of science cannot be recognized in the context of science--a book perhaps for artists who also have an analytic and retrospective penchant (in other words, an exceptional type of artist for whom one might have to look far and wide and really would not care to look); a book full of psychological innovations and artists' secrets, with an artists' metaphysics in the background; a youthful work full of the intrepid mood of youth, the moodiness of youth, independent, defiantly self-reliant even where it seems to bow before an authority and personal reverence; in sum, a first book, also in every bad sense of that label. In spite of the problem which seems congenial to old age, the book is marked by every defect of youth, with its "length in excess: and its "storm and stress." On the other hand, considering its success (especially with the great artist to whom it addressed itself as in a dialogue, Richard Wagner), it is a proven book, I mean one that in any case satisfied "the best minds of the time." In view of that, it really ought to be treated with some consideration and taciturnity. Still, I do not want to suppress entirely how disagreeable it now seems to me, how strange it appears now, after sixteen years--before a much older, a hundred times more demanding, but by no means colder eye which has not become a stranger to the task which this audacious book dared to tackle for the first time: to look at science in the perspective of the artist, but at art in that of life.
To say it once more: today I find it an impossible book: I consider it badly written, ponderous, embarrassing, image-mad and image-confused, sentimental, in places saccharine to the point of effeminacy, uneven in tempo, without the will to logical cleanliness, very convinced and therefore disdainful of proof, mistrustful even of the propriety of proof, a book for initiates, "music" for those dedicated to music, those who are closely related to begin with on the basis of common and rare aesthetic experiences, "music" meant as a sign of recognition for close relatives in arbitus [In the arts.]--an arrogant and rhapsodic book that ought to exclude right from the beginning the profanum vulgus [The profane crowd.] of "the educated" even more than "the mass" or "folk." Still, the effect of the book proved and proves that it had a knack for seeking our fellow-rhapsodizers and for luring them on to new secret paths and dancing places. What found expression here was anyway--this was admitted with as much curiosity as antipathy--a strange voice, the disciple of a still "unknown God," one who concealed himself for the time being under the scholar's hood, under the gravity and dialectical ill-humor of the German, even under the bad manners of the Wagnerian. Here was a spirit with strange, still nameless needs, a memory bursting with questions, experiences, concealed things after which the name of Dionysus was added as one more question mark. What spoke here--as was admitted, not without suspicion--was something like a mystical, almost maenadic soul that stammered with difficulty, a feat of the will, as in a strange tongue, almost undecided whether it should communicate or conceal itself. It should have sung, this "new soul"--and not spoken! What I had to say then--too bad that I did not dare say it as a poet: perhaps I had the ability. Or at least as a philologist: after all, even today practically everything in this field remains to be discovered and dug up by philologists! Above all, the problem that there is a problem here--and that the Greeks, as long as we lack an answer to the question "what is Dionysian?" remain as totally uncomprehended and unimaginable as ever.
Indeed, what is Dionysian?-- This book contains an answer: one "who knows" is talking, the initiate and disciple of his god. Now I should perhaps speak more cautiously and less eloquently about such a difficult psychological question as that concerning the origin of tragedy among the Greeks. The question of the Greek's relation to pain, his degree of sensitivity, is basic: did this relation remain constant? Or did it change radically? The question is whether his ever stronger craving for beauty, for festivals, pleasures, new cults was rooted in some deficiency, privation, melancholy, pain? Supposing that this were true--and Pericles (or Thucydides) suggests as much in the great funeral oration--how should we then have to explain the origin of the opposite craving, which developed earlier in time, the craving for the ugly; the good, severe will of the older Greeks to pessimism, to the tragic myth, to the image of everything underlying existence that is frightful, evil, a riddle, destructive, fatal? What, then, would be the origin of tragedy? Perhaps joy, strength, overflowing health, overgreat fullness? And what, then, is the significance, physiologically speaking, of that madness out of which tragic and comic art developed--the Dionysian madness? How now? Is madness perhaps not necessarily the symptom of degeneration, decline, and the final stage of culture? Are there perhaps--a question for psychiatrists--neuroses of health? of the youth and youthfulness of a people? Where does that synthesis of god and billy goat in the satyr point? What experience of himself, what urge compelled the Greek to conceive the Dionysian enthusiast and primeval man as a satyr? And regarding the origin of the tragic chorus: did those centuries when the Greek body flourished and the Greek soul foamed over with health perhaps know endemic ecstasies? Visions and hallucinations shared by entire communities or assemblies at a cult? How now? Should the Greeks, precisely in the abundance of their youth, have had the will to the tragic and have been pessimists? Should it have been madness, to use one of Plato's phrases, that brought the greatest blessings upon Greece? On the other hand, conversely, could it be that the Greeks became more and more optimistic, superficial, and histrionic precisely in the period of dissolution and weakness--more and more ardent for logic and logicizing the world and thus more "cheerful" and "scientific"? How now? Could it be possible that, in spite of all "modern ideas" and the prejudices of a democratic taste, the triumph of optimism, the gradual prevalence of rationality, practical and theoretical utilitarianism, no less than democracy itself which developed at the same time, might all have been symptoms of a decline of strength, of impending old age, and of physiological weariness? These, and not pessimism? Was Epicure an optimist--precisely because he was afflicted?
It is apparent that it was a whole cluster of grave questions with which this book burdened itself. Let us add the gravest question of all. What, seen in the perspective of life, is the significance of morality?
Already in the preface addressed to Richard Wagner, art, and not morality, is presented as the truly metaphysical activity of man. In the book itself the suggestive sentence is repeated several times, that the existence of the world is justified only as an aesthetic phenomenon. Indeed, the whole book knows only an artistic meaning and crypto-meaning behind all events--a "god," if you please, but certainly only an entirely reckless and amoral artist-god who wants to experience, whether he is building or destroying, in the good and in the bad, his own joy and glory--one who, creating worlds, frees himself from the distress of fullness and overfullness and from the affliction of the contradictions compressed in his soul. The world--at every moment the attained salvation of God, as the eternally changing, eternally new vision of the most deeply afflicted, discordant, and contradictory being who can find salvation only in appearance: you can call this whole artists' metaphysics arbitrary, idle, fantastic; what matters is that it betrays a spirit who will one day fight at any risk whatever the moral interpretation and significance of existence. Here, perhaps for the first time, a pessimism "beyond good and evil" is suggested. Here that "perversity of mind" gains speech and formulation against which Schopenhauer never wearied of hurling in advance his most irate curses and thunderbolts: a philosophy that dares to move, to demote, morality into the realm of appearance--and not merely among "appearances" or phenomena (in the sense assigned to these words by Idealistic philosophers), but among "deceptions," as semblance, delusion, error, interpretation, contrivance, art.
Perhaps the depth of this antimoral propensity is best inferred from the careful and hostile silence with which Christianity is treated throughout the whole book--Christianity as the most prodigal elaboration of the moral theme to which humanity has ever been subjected. In truth, nothing could be more opposed to the purely aesthetic interpretation and justification of the world which are taught in this book than the Christian teaching, which is, and wants to be, only moral and which relegates art, every art, to the realm of lies; with its absolute standards, beginning with the truthfulness of God, it negates, judges, and damns art. Behind this mode of thought and valuation, which must be hostile to art if it is at all genuine, I never failed to sense a hostility to life--a furious, vengeful antipathy to life itself: for all of life is based on semblance, art, deception, points of view, and the necessity of perspectives and error. Christianity was from the beginning, essentially and fundamentally, life's nausea and disgust with life, merely concealed behind, masked by, dressed up as, faith in "another: or "better" life. Hatred of "the world," condemnations of the passions, fear of beauty and sensuality, a beyond invented the better to slander this life, at bottom a craving for the nothing, for the end, for respite, for "the sabbath of sabbaths"--all this always struck me, no less than the unconditional will of Christianity to recognize only moral values, as the most dangerous and uncanny form of all possible forms of a "will to decline"--at the very least a sign of abysmal sickness, weariness, discouragement, exhaustion, and the impoverishment of life. For, confronted with morality (especially Christian, or unconditional, morality), life must continually and inevitably be in the wrong, because life is something essentially amoral--and eventually, crushed by the weight of contempt and the eternal No, life must then be felt to be unworthy of desire and altogether worthless. Morality itself--how now? might not morality be "a will to negate life," a secret instinct of annihilation, a principle of decay, diminution, and slander--the beginning of the end? Hence, the danger of dangers?
It was against morality that my instinct turned with this questionable book, long ago; it was an instinct that aligned itself with life and that discovered for itself a fundamentally opposite doctrine and valuation of life--purely artistic and anti-Christian. What to call it? As a philologist and man of words I baptized it, not without taking some liberty--for who could claim to know the rightful name of the Antichrist?--in the name of a Greek god: I called it Dionysian.
It is clear what task I first dared to touch with this book? How I regret now that in those days I still lacked the courage (or immodesty?) to permit myself in every way an individual language of my own for such individual views and hazards--and that instead I tried laboriously to express by means of Schopenhauerian and Kantian formulas strange and new valuations which were basically at odds with Kant's and Schopenhauer's spirit and taste! What, after all, did Schopenhauer think of tragedy?
"That which bestows on everything tragic its peculiar elevating force"--he says in The World as Will and Representation, volume II, p. 495--"is the discovery that the world, that life, can never give real satisfaction and hence is not worthy of our affection: this constitutes the tragic spirit--it leads to resignation."
How differently Dionysus spoke to me! How far removed I was from all this resignationism!-- But there is something far worse in this book, something I now regret still more than that I obscured and spoiled Dionysian premonitions with Schopenhauerian formulations: namely, that I spoiled the grandiose Greek problem, as it had arisen before my eyes, by introducing the most modern problems! That I appended hopes where there was no ground for hope, where everything pointed all too plainly to an end! That on the basis of the latest German music I began to rave about "the German spirit" as if that were in the process even then of discovering and finding itself again--at a time when the German spirit which not long before had still had the will to dominate Europe and the strength to lead Europe, was just making its testament and abdicating forever, making its transition, under the pompous pretense of founding a Reich, to a leveling mediocrity, democracy, and "modern ideas"!
Indeed, meanwhile I have learned to consider this "German spirit" with a sufficient lack of hope or mercy; also, contemporary German music, which is romanticism through and through and most un-Greek of all possible art forms--moreover, a first-rate poison for the nerves, doubly dangerous among a people who love drink and who honor lack of clarity as a virtue, for it has the double quality of a narcotic that both intoxicates and spreads a fog.
To be sure, apart from all the hasty hopes and faulty applications to the present with which I spoiled my first book, there still remains the great Dionysian question mark I raised--regarding music as well: what would a music have to like that would no longer be of romantic origin, like German music--but Dionysian?
But, my dear sir, what in the world is romantic if your book isn't? Can deep hatred against "the Now," against "reality" and "modern ideas" be pushed further than you pushed it in your artists' metaphysics? believing sooner in the Nothing, sooner in the devil than in "the Now"? Is it not a deep bass of wrath and the lust for destruction that we hear humming underneath all of your contrapuntal art and seduction of the ear, a furious resolve against everything that is "now," a will that is not too far removed from practical nihilism and seems to say: "sooner let nothing be true than that you should be right, than that your truth should be prove right!"
Listen yourself, my dear pessimist and art-deifier, but with open ears, to a single passage chosen from your book--to the not ineloquent dragon-slayer passage which may have an insidious pied-piper sound for young ears and hearts. How now? Isn't this the typical creed of the romantic of 1830, masked by the pessimism of 1850? Even the usual romantic finale is sounded--break, breakdown, return and collapse before an old faith, before the old God. How now? Is your pessimists' book not itself a piece of anti-Hellenism and romanticism? Is it not itself something "equally intoxicating and befogging," in any case a narcotic, even a piece of music, German music? But listen:
"Let us imagine a coming generation with such intrepidity of vision, with such a heroic penchant for the tremendous; let us imagine the bold stride of these dragon-slayers, the proud audacity with which they turn their back on all the weakling's doctrines of optimism in order to 'live resolutely' in wholeness and fullness: would it not be necessary for the tragic man of such a culture, in view of his self-education for seriousness and terror, to desire a new art, the art of metaphysical comfort, and to exclaim with Faust:
Should not my longing overleap the distance
And draw the fairest form into existence?"
[Quoted from Section 18]
"Would it not be necessary?"--No, thrice no! O you young romantics: it would not be necessary! But it is highly probable that it will end that way--namely, "comforted," as it is written, in spite of all self-education for seriousness and terror, "comforted metaphysically"--in sum, as romantics end, as Christians.
No! You ought to learn the art of this-worldly comfort first; you ought to learn to laugh, my young friends, if you are hell-bent on remaining pessimists. Then perhaps, as laughers, you may some day dispatch all metaphysical comforts to the devil--metaphysics in front. Or, to say in the language of that Dionysian monster who bears the name of Zarathustra:
"Raise up your hearts, my brothers, high, higher! And don't forget your legs! Raise up your legs too, good dancers; and still better: stand on your heads!
"This crown of the laugher, this rose-wreath crown: I crown myself with this crown; I myself pronounced holy my laughter. I did not find anyone else today strong enough for that.
"Zarathustra, the dancer; Zarathustra, the light one who beckons with his wings, preparing for a flight, beckoning to all birds, ready and heady, blissfully lightheaded;
"Zarathustra, the soothsayer; Zarathustra, the sooth-laugher; not impatient; not unconditional; one who loves leaps and side-leaps: I crown myself with this crown.
"This crown of the laugher, this rose-wreath crown: to you, my brothers, I throw this crown. Laughter I have pronounced holy: you higher men, learn--to laugh!"
Thus Spoke Zarathustra, Part IV. ["On the Higher Man," 17-20, in part.]
Preface to Richard Wagner
To keep at a distance all the possible scruples, excitements, and misunderstandings that the thoughts united in this essay will occasion, in view of the peculiar character of our aesthetic public, and to be able to write these introductory remarks, too, with the same contemplative delight whose reflection--the distillation of good and elevating hours--is evident on every page, I picture the moment when you, my highly respected friend, will receive this essay. Perhaps after an evening walk in the winter snow, you will behold Prometheus unbound on the title page, read my name, and be convinced at once that, whatever this essay should contain, the author certainly has something serious and urgent to say; also that, as he hatched these ideas, he was communicating with you as if you were present, and hence could write down only what was in keeping with that presence. You will recall that it was during the same period when your splendid Festschrift on Beethoven came into being, amid the terrors and sublimities of the war that had just broken out, that I collected myself for these reflections. Yet anyone would be mistaken if he associated my reflections with the contrast between patriotic excitement and aesthetic enthusiasm, of courageous seriousness and a cheerful game: if he really read this essay, it would dawn on him, to his surprise, what a seriously German problem is faced here and placed right in the center of German hopes, as a vortex and turning point. But perhaps such readers will find it offensive that an aesthetic problem should be taken so seriously--assuming they are unable to consider art more than a pleasant sideline, a readily dispensable tinkling of bells that accompanies the "seriousness of life," just as if nobody knew what was involved in such a contrast with the "seriousness of life." Let such "serious" readers learn something from the fact that I am convinced that art represents the highest task and the truly metaphysical activity of this life, in the sense of that man to whom, as my sublime predecessor on this path, I wish to dedicate this essay.
Basel, end of the year 1871
The Birth of Tragedy
Much will have been gained for aesthetics once we have succeeded in apprehending directly--rather than merely ascertaining--that art owes its continuous evolution to the Apollinian- Dionysian duality, even as the propagation of the species depends on the duality of the sexes, their constant conflicts and periodic acts of reconciliation. I have borrowed my adjectives from the Greeks, who developed their mystical doctrines of art through plausible embodiments, not through purely conceptual means. It is by those two art sponsoring deities, Apollo and Dionysus, that we are made to recognize the tremendous split, as regards both origins and objectives, between the plastic, Apollinian arts and the nonvisual art of music inspired by Dionysus. The two creative tendencies developed alongside one another, usually in fierce opposition, each by its taunts forcing the other to more energetic production, both perpetuating in a discordant concord that agon which the term art but feebly denominates: until at last, by the thaumaturgy of an Hellenic act of will, the pair accepted the yoke of marriage and, in this condition, begot Attic tragedy, which exhibits the salient features of both parents.
To reach a closer understanding of both these tendencies, let us begin by viewing them as the separate art realms of dream and intoxication, two physiological phenomena standing toward one another in much the same relationship as the Apollinian and Dionysian. It was in a dream, according to Lucretius, that the marvelous gods and goddesses first presented themselves to the minds of men. That great sculptor, Phidias, beheld in a dream the entrancing bodies of more than human beings, and likewise, if anyone had asked the Greek poets about the mystery of poetic creation, they too would have referred him to dreams and instructed him much as Hans Sachs instructs us in Die Meistersinger:
The poet's task is this, my friend,
to read his dreams and comprehend.
The truest human fancy seems
to be revealed to us in dreams:
all poems and versification
are but true dreams' interpretation.
The fair illusion of the dream sphere, in the production of which every man proves himself an accomplished artist, is a precondition not only of all plastic art, but even, as we shall see presently, of a wide range of poetry. Here we enjoy an immediate apprehension of form, all shapes speak to us directly, nothing seems indifferent or redundant. Despite the high intensity with which these dream realities exist for us, we still have a residual sensation that they are illusions; at least such has been my experience-- and the frequency, not to say normality, of the experience is borne out in many passages of the poets. Men of philosophical disposition are known for their constant premonition that our everyday reality, too, is an illusion, hiding another, totally different kind of reality. It was Schopenhauer who considered the ability to view at certain times all men and things as mere phantoms or dream images to be the true mark of philosophic talent. The person who is responsive to the stimuli of art behaves toward the reality of dream much the way the philosopher behaves toward the reality of existence: he observes exactly and enjoys his observations, for it is by these images that he interprets life, by these processes that he rehearses it. Nor is it by pleasant images only that such plausible connections are made: the whole divine comedy of life, including its somber aspects, its sudden balkings, impish accidents, anxious expectations, moves past him, not quite like a shadow play--for it is he himself, after all, who lives and suffers through these scenes--yet never without giving a fleeting sense of illusion; and I imagine that many persons have reassured themselves amidst the perils of dream by calling out, "It is a dream! I want it to go on." I have even heard of people spinning out the causality of one and the same dream over three or more successive nights. All these facts clearly bear witness that our innermost being, the common substratum of humanity, experiences dreams with deep delight and a sense of real necessity. This deep and happy sense of the necessity of dream experiences was expressed by the Greeks in the image of Apollo. Apollo is at once the god of all plastic powers and the soothsaying god. He who is etymologically the "lucent" one, the god of light, reigns also over the fair illusion of our inner world of fantasy. The perfection of these conditions in contrast to our imperfectly understood waking reality, as well as our profound awareness of nature's healing powers during the interval of sleep and dream, furnishes a symbolic analogue to the soothsaying faculty and quite generally to the arts, which make life possible and worth living. But the image of Apollo must incorporate that thin line which the dream image may not cross, under penalty of becoming pathological, of imposing itself on us as crass reality: a discreet limitation, a freedom from all extravagant urges, the sapient tranquillity of the plastic god. His eye must be sunlike, in keeping with his origin. Even at those moments when he is angry and ill-tempered there lies upon him the consecration of fair illusion. In an eccentric way one might say of Apollo what Schopenhauer says, in the first part of The World as Will and Idea, of man caught in the veil of Maya: "Even as on an immense, raging sea, assailed by huge wave crests, a man sits in a little rowboat trusting his frail craft, so, amidst the furious torments of this world, the individual sits tranquilly, supported by the principium individuationis and relying on it." One might say that the unshakable confidence in that principle has received its most magnificent expression in Apollo, and that Apollo himself may be regarded as the marvelous divine image of the principium individuationis, whose looks and gestures radiate the full delight, wisdom, and beauty of "illusion."
In the same context Schopenhauer has described for us the tremendous awe which seizes man when he suddenly begins to doubt the cognitive modes of experience, in other words, when in a given instance the law of causation seems to suspend itself. If we add to this awe the glorious transport which arises in man, even from the very depths of nature, at the shattering of the principium individuationis, then we are in a position to apprehend the essence of Dionysian rapture, whose closest analogy is furnished by physical intoxication. Dionysian stirrings arise either through the influence of those narcotic potions of which all primitive races speak in their hymns, or through the powerful approach of spring, which penetrates with joy the whole frame of nature. So stirred, the individual forgets himself completely. It is the same Dionysian power which in medieval Germany drove ever increasing crowds of people singing and dancing from place to place; we recognize in these St. John's and St. Vitus' dancers the Bacchic choruses of the Greeks, who had their precursors in Asia Minor and as far back as Babylon and the orgiastic Sacaea. There are people who, either from lack of experience or out of sheer stupidity, turn away from such phenomena, and, strong in the sense of their own sanity, label them either mockingly or pityingly "endemic diseases." These benighted souls have no idea how cadaverous and ghostly their "sanity" appears as the intense throng of Dionysian revelers sweeps past them.
Not only does the bond between man and man come to be forged once more by the magic of the Dionysian rite, but nature itself, long alienated or subjugated, rises again to celebrate the reconciliation with her prodigal son, man. The earth offers its gifts voluntarily, and the savage beasts of mountain and desert approach in peace. The chariot of Dionysus is bedecked with flowers and garlands; panthers and tigers stride beneath his yoke. If one were to convert Beethoven's "Paean to Joy" into a painting, and refuse to curb the imagination when that multitude prostrates itself reverently in the dust, one might form some apprehension of Dionysian ritual. Now the slave emerges as a freeman; all the rigid, hostile walls which either necessity or despotism has erected between men are shattered. Now that the gospel of universal harmony is sounded, each individual becomes not only reconciled to his fellow but actually at one with him--as though the veil of Maya had been torn apart and there remained only shreds floating before the vision of mystical Oneness. Man now expresses himself through song and dance as the member of a higher community; he has forgotten how to walk, how to speak, and is on the brink of taking wing as he dances. Each of his gestures betokens enchantment; through him sounds a supernatural power, the same power which makes the animals speak and the earth render up milk and honey.
He feels himself to be godlike and strides with the same elation and ecstasy as the gods he has seen in his dreams. No longer the artist, he has himself become a work of art: the productive power of the whole universe is now manifest in his transport, to the glorious satisfaction of the primordial One. The finest clay, the most precious marble--man--is here kneaded and hewn, and the chisel blows of the Dionysian world artist are accompanied by the cry of the Eleusinian mystagogues: "Do you fall on your knees, multitudes, do you divine your creator?"
So far we have examined the Apollinian and Dionysian states as the product of formative forces arising directly from nature without the mediation of the human artist. At this stage artistic urges are satisfied directly, on the one hand through the imagery of dreams, whose perfection is quite independent of the intellectual rank, the artistic development of the individual; on the other hand, through an ecstatic reality which once again takes no account of the individual and may even destroy him, or else redeem him through a mystical experience of the collective. In relation to these immediate creative conditions of nature every artist must appear as "imitator," either as the Apollinian dream artist or the Dionysian ecstatic artist, or, finally (as in Greek tragedy, for example) as dream and ecstatic artist in one. We might picture to ourselves how the last of these, in a state of Dionysian intoxication and mystical self-abrogation, wandering apart from the reveling throng, sinks upon the ground, and how there is then revealed to him his own condition--complete oneness with the essence of the universe--in a dream similitude.
Having set down these general premises and distinctions, we now turn to the Greeks in order to realize to what degree the formative forces of nature were developed in them. Such an inquiry will enable us to assess properly the relation of the Greek artist to his prototypes or, to use Aristotle's expression, his "imitation of nature." Of the dreams the Greeks dreamed it is not possible to speak with any certainty, despite the extant dream literature and the large number of dream anecdotes. But considering the incredible accuracy of their eyes, their keen and unabashed delight in colors, one can hardly be wrong in assuming that their dreams too showed a strict consequence of lines and contours, hues and groupings, a progression of scenes similar to their best bas reliefs. The perfection of these dream scenes might almost tempt us to consider the dreaming Greek as a Homer and Homer as a dreaming Greek; which would be as though the modern man were to compare himself in his dreaming to Shakespeare.
Yet there is another point about which we do not have to conjecture at all: I mean the profound gap separating the Dionysian Greeks from the Dionysian barbarians. Throughout the range of ancient civilization (leaving the newer civilizations out of account for the moment) we find evidence of Dionysian celebrations which stand to the Greek type in much the same relation as the bearded satyr, whose name and attributes are derived from the goat, stands to the god Dionysus. The central concern of such celebrations was, almost universally, a complete sexual promiscuity overriding every form of established tribal law; all the savage urges of the mind were unleashed on those occasions until they reached that paroxysm of lust and cruelty which has always struck me as the "witches' cauldron" par excellence. It would appear that the Greeks were for a while quite immune from these feverish excesses which must have reached them by every known land or sea route. What kept Greece safe was the proud, imposing image of Apollo, who in holding up the head of the Gorgon to those brutal and grotesque Dionysian forces subdued them. Doric art has immortalized Apollo's majestic rejection of all license. But resistance became difficult, even impossible, as soon as similar urges began to break forth from the deep substratum of Hellenism itself. Soon the function of the Delphic god developed into something quite different and much more limited: all he could hope to accomplish now was to wrest the destructive weapon, by a timely gesture of pacification, from his opponent's hand. That act of pacification represents the most important event in the history of Greek ritual; every department of life now shows symptoms of a revolutionary change. The two great antagonists have been reconciled. Each feels obliged henceforth to keep to his bounds, each will honor the other by the bestowal of periodic gifts, while the cleavage remains fundamentally the same. And yet, if we examine what happened to the Dionysian powers under the pressure of that treaty we notice a great difference: in the place of the Babylonian Sacaea, with their throwback of men to the condition of apes and tigers, we now see entirely new rites celebrated: rites of universal redemption, of glorious transfiguration. Only now has it become possible to speak of nature's celebrating an aesthetic triumph; only now has the abrogation of the principium individuationis become an aesthetic event. That terrible witches' brew concocted of lust and cruelty has lost all power under the new conditions. Yet the peculiar blending of emotions in the heart of the Dionysian reveler--his ambiguity if you will--seems still to hark back (as the medicinal drug harks back to the deadly poison) to the days when the infliction of pain was experienced as joy while a sense of supreme triumph elicited cries of anguish from the heart. For now in every exuberant joy there is heard an undertone of terror, or else a wistful lament over an irrecoverable loss. It is as though in these Greek festivals a sentimental trait of nature were coming to the fore, as though nature were bemoaning the fact of her fragmentation, her decomposition into separate individuals. The chants and gestures of these revelers, so ambiguous in their motivation, represented an absolute novum in the world of the Homeric Greeks; their Dionysian music, in especial, spread abroad terror and a deep shudder. It is true: music had long been familiar to the Greeks as an Apollinian art, as a regular beat like that of waves lapping the shore, a plastic rhythm expressly developed for the portrayal of Apollinian conditions. Apollo's music was a Doric architecture of sound--of barely hinted sounds such as are proper to the cithara. Those very elements which characterize Dionysian music and, after it, music quite generally: the heart shaking power of tone, the uniform stream of melody, the incomparable resources of harmony--all those elements had been carefully kept at a distance as being inconsonant with the Apollinian norm. In the Dionysian dithyramb man is incited to strain his symbolic faculties to the utmost; something quite unheard of is now clamoring to be heard: the desire to tear asunder the veil of Maya, to sink back into the original oneness of nature; the desire to express the very essence of nature symbolically. Thus an entirely new set of symbols springs into being. First, all the symbols pertaining to physical features: mouth, face, the spoken word, the dance movement which coordinates the limbs and bends them to its rhythm. Then suddenly all the rest of the symbolic forces--music and rhythm as such, dynamics, harmony--assert themselves with great energy. In order to comprehend this total emancipation of all the symbolic powers one must have reached the same measure of inner freedom those powers themselves were making manifest; which is to say that the votary of Dionysus could not be understood except by his own kind. It is not difficult to imagine the awed surprise with which the Apollinian Greek must have looked on him. And that surprise would be further increased as the latter realized, with a shudder, that all this was not so alien to him after all, that his Apollinian consciousness was but a thin veil hiding from him the whole Dionysian realm.
In order to comprehend this we must take down the elaborate edifice of Apollinian culture stone by stone until we discover its foundations. At first the eye is struck by the marvelous shapes of the Olympian gods who stand upon its pediments, and whose exploits, in shining bas-relief, adorn its friezes. The fact that among them we find Apollo as one god among many, making no claim to a privileged position, should not mislead us. The same drive that found its most complete representation in Apollo generated the whole Olympian world, and in this sense we may consider Apollo the father of that world. But what was the radical need out of which that illustrious society of Olympian beings sprang?
Whoever approaches the Olympians with a different religion in his heart, seeking moral elevation, sanctity, spirituality, loving kindness, will presently be forced to turn away from them in ill-humored disappointment. Nothing in these deities reminds us of asceticism, high intellect, or duty: we are confronted by luxuriant, triumphant existence, which deifies the good and the bad indifferently. And the beholder may find himself dismayed in the presence of such overflowing life and ask himself what potion these heady people must have drunk in order to behold, in whatever direction they looked, Helen laughing back at them, the beguiling image of their own existence. But we shall call out to this beholder, who has already turned his back: Don't go! Listen first to what the Greeks themselves have to say of this life, which spreads itself before you with such puzzling serenity. An old legend has it that King Midas hunted a long time in the woods for the wise Silenus, companion of Dionysus, without being able to catch him. When he had finally caught him the king asked him what he considered man's greatest good. The daemon remained sullen and uncommunicative until finally, forced by the king, he broke into a shrill laugh and spoke: "Ephemeral wretch, begotten by accident and toil, why do you force me to tell you what it would be your greatest boon not to hear? What would be best for you is quite beyond your reach: not to have been born, not to be, to be nothing. But the second best is to die soon."
What is the relation of the Olympian gods to this popular wisdom? It is that of the entranced vision of the martyr to his torment.
Now the Olympian magic mountain opens itself before us, showing us its very roots. The Greeks were keenly aware of the terrors and horrors of existence; in order to be able to live at all they had to place before them the shining fantasy of the Olympians. Their tremendous distrust of the titanic forces of nature: Moira, mercilessly enthroned beyond the knowable world; the vulture which fed upon the great philanthropist Prometheus; the terrible lot drawn by wise Oedipus; the curse on the house of Atreus which brought Orestes to the murder of his mother: that whole Panic philosophy, in short, with its mythic examples, by which the gloomy Etruscans perished, the Greeks conquered--or at least hid from view--again and again by means of this artificial Olympus. In order to live at all the Greeks had to construct these deities. The Apollinian need for beauty had to develop the Olympian hierarchy of joy by slow degrees from the original titanic hierarchy of terror, as roses are seen to break from a thorny thicket. How else could life have been borne by a race so hypersensitive, so emotionally intense, so equipped for suffering? The same drive which called art into being as a completion and consummation of existence, and as a guarantee of further existence, gave rise also to that Olympian realm which acted as a transfiguring mirror to the Hellenic will. The gods justified human life by living it themselves--the only satisfactory theodicy ever invented. To exist in the clear sunlight of such deities was now felt to be the highest good, and the only real grief suffered by Homeric man was inspired by the thought of leaving that sunlight, especially when the departure seemed imminent. Now it became possible to stand the wisdom of Silenus on its head and proclaim that it was the worst evil for man to die soon, and second worst for him to die at all. Such laments as arise now arise over short-lived Achilles, over the generations ephemeral as leaves, the decline of the heroic age. It is not unbecoming to even the greatest hero to yearn for an afterlife, though it be as a day laborer. So impetuously, during the Apollinian phase, does man's will desire to remain on earth, so identified does he become with existence, that even his lament turns to a song of praise.
It should have become apparent by now that the harmony with nature which we late comers regard with such nostalgia, and for which Schiller has coined the cant term naive, is by no means a simple and inevitable condition to be found at the gateway to every culture, a kind of paradise. Such a belief could have been endorsed only by a period for which Rousseau's Emile was an artist and Homer just such an artist nurtured in the bosom of nature. Whenever we encounter "naivete" in art, we are face to face with the ripest fruit of Apollinian culture--which must always triumph first over titans, kill monsters, and overcome the somber contemplation of actuality, the intense susceptibility to suffering, by means of illusions strenuously and zestfully entertained. But how rare are the instances of true naivete, of that complete identification with the beauty of appearance! It is this achievement which makes Homer so magnificent--Homer, who, as a single individual, stood to Apollinian popular culture in the same relation as the individual dream artist to the oneiric capacity of a race and of nature generally. The naivete of Homer must be viewed as a complete victory of Apollinian illusion. Nature often uses illusions of this sort in order to accomplish its secret purposes. The true goal is covered over by a phantasm. We stretch out our hands to the latter, while nature, aided by our deception, attains the former. In the case of the Greeks it was the will wishing to behold itself in the work of art, in the transcendence of genius; but in order so to behold itself its creatures had first to view themselves as glorious, to transpose themselves to a higher sphere, without having that sphere of pure contemplation either challenge them or upbraid them with insufficiency. It was in that sphere of beauty that the Greeks saw the Olympians as their mirror images; it was by means of that aesthetic mirror that the Greek will opposed suffering and the somber wisdom of suffering which always accompanies artistic talent. As a monument to its victory stands Homer, the naive artist.
We can learn something about that naive artist through the analogy of dream. We can imagine the dreamer as he calls out to himself, still caught in the illusion of his dream and without disturbing it, "This is a dream, and I want to go on dreaming," and we can infer, on the one hand, that he takes deep delight in the contemplation of his dream, and, on the other, that he must have forgotten the day, with its horrible importunity, so to enjoy his dream. Apollo, the interpreter of dreams, will furnish the clue to what is happening here. Although of the two halves of life--the waking and the dreaming--the former is generally considered not only the more important but the only one which is truly lived, I would, at the risk of sounding paradoxical, propose the opposite view. The more I have come to realize in nature those omnipotent formative tendencies and, with them, an intense longing for illusion, the more I feel inclined to the hypothesis that the original Oneness, the ground of Being, ever suffering and contradictory, time and again has need of rapt vision and delightful illusion to redeem itself. Since we ourselves are the very stuff of such illusions, we must view ourselves as the truly non-existent, that is to say, as a perpetual unfolding in time, space, and causality--what we label "empiric reality." But if, for the moment, we abstract from our own reality, viewing our empiric existence, as well as the existence of the world at large, as the idea of the original Oneness, produced anew each instant, then our dreams will appear to us as illusions of illusions, hence as a still higher form of satisfaction of the original desire for illusion. It is for this reason that the very core of nature takes such a deep delight in the naive artist and the naive work of art, which likewise is merely the illusion of an illusion. Raphael, himself one of those immortal "naive" artists, in a symbolic canvas has illustrated that reduction of illusion to further illusion which is the original act of the naive artist and at the same time of all Apollinian culture. In the lower half of his "Transfiguration," through the figures of the possessed boy, the despairing bearers, the helpless, terrified disciples, we see a reflection of original pain, the sole ground of being: "illusion" here is a reflection of eternal contradiction, begetter of all things. From this illusion there rises, like the fragrance of ambrosia, a new illusory world, invisible to those enmeshed in the first: a radiant vision of pure delight, a rapt seeing through wide open eyes. Here we have, in a great symbol of art, both the fair world of Apollo and its substratum, the terrible wisdom of Silenus, and we can comprehend intuitively how they mutually require one another. But Apollo appears to us once again as the apotheosis of the principium individuationis, in whom the eternal goal of the original Oneness, namely its redemption through illusion, accomplishes itself. With august gesture the god shows us how there is need for a whole world of torment in order for the individual to produce the redemptive vision and to sit quietly in his rocking rowboat in mid sea, absorbed in contemplation.
If this apotheosis of individuation is to be read in normative terms, we may infer that there is one norm only: the individual--or, more precisely, the observance of the limits of the individual: sophrosune. As a moral deity Apollo demands self-control from his people and, in order to observe such self-control, a knowledge of self. And so we find that the aesthetic necessity of beauty is accompanied by the imperatives, "Know thyself," and "Nothing too much." Conversely, excess and hubris come to be regarded as the hostile spirits of the non-Apollinian sphere, hence as properties of the pre-Apollinian era--the age of Titans --and the extra-Apollinian world, that is to say the world of the barbarians. It was because of his Titanic love of man that Prometheus had to be devoured by vultures; it was because of his extravagant wisdom which succeeded in solving the riddle of the Sphinx that Oedipus had to be cast into a whirlpool of crime: in this fashion does the Delphic god interpret the Greek past.
The effects of the Dionysian spirit struck the Apollinian Greeks as titanic and barbaric; yet they could not disguise from themselves the fact that they were essentially akin to chose deposed Titans and heroes. They felt more than that: their whole existence, with its temperate beauty, rested upon a base of suffering and knowledge which had been hidden from them until the reinstatement of Dionysus uncovered it once more. And lo and behold! Apollo found it impossible to live without Dionysus. The elements of titanism and barbarism fumed out to be quite as fundamental as the Apollinian element. And now let us imagine how the ecstatic sounds of the Dionysian rites penetrated ever more enticingly into that artificially restrained and discreet world of illusion, how this clamor expressed the whole outrageous gamut of nature--delight, grief, knowledge--even to the most piercing cry; and then let us imagine how the Apollinian artist with his thin, monotonous harp music must have sounded beside the demoniac chant of the multitude! The muses presiding over the illusory arts paled before an art which enthusiastically told the truth, and the wisdom of Silenus cried "Woe!" against the serene Olympians. The individual, with his limits and moderations, forgot himself in the Dionysian vortex and became oblivious to the laws of Apollo. Indiscreet extravagance revealed itself as truth, and contradiction, a delight born of pain, spoke out of the bosom of nature. Wherever the Dionysian voice was heard, the Apollinian norm seemed suspended or destroyed. Yet it is equally true that, in those places where the first assault was withstood, the prestige and majesty of the Delphic god appeared more rigid and threatening than before. The only way I am able to view Doric art and the Doric state is as a perpetual military encampment of the Apollinian forces. An art so defiantly austere, so ringed about with fortifications--an education so military and exacting--a polity so ruthlessly cruel--could endure only in a continual state of resistance against the titanic and barbaric menace of Dionysus.
Up to this point I have developed at some length a theme which was sounded at the beginning of this essay: how the Dionysian and Apollinian elements, in a continuous chain of creations, each enhancing the other, dominated the Hellenic mind; how from the Iron Age, with its battles of Titans and its austere popular philosophy, there developed under the aegis of Apollo the Homeric world of beauty; how this "naive" splendor was then absorbed once more by the Dionysian torrent, and how, face to face with this new power, the Apollinian code rigidified into the majesty of Doric art and contemplation. If the earlier phase of Greek history may justly be broken down into four major artistic epochs dramatizing the battle between the two hostile principles, then we must inquire further (lest Doric art appear to us as the acme and final goal of all these striving tendencies) what was the true end toward which that evolution moved. And our eyes will come to rest on the sublime and much lauded achievement of the dramatic dithyramb and Attic tragedy, as the common goal of both urges; whose mysterious marriage, after long discord, ennobled itself with such a child, at once Antigone and Cassandra.
We are now approaching the central concern of our inquiry, which has as its aim an understanding of the Dionysian-Apollinian spirit, or at least an intuitive comprehension of the mystery which made this conjunction possible. Our first question must be: where in the Greek world is the new seed first to be found which was later to develop into tragedy and the dramatic dithyramb? Greek antiquity gives us a pictorial clue when it represents in statues, on cameos, etc., Homer and Archilochus side by side as ancestors and torchbearers of Greek poetry, in the certainty that only these two are to be regarded as truly original minds, from whom a stream of fire flowed onto the entire later Greek world. Homer, the hoary dreamer, caught in utter abstraction, prototype of the Apollinian naive artist, stares in amazement at the passionate head of Archilochus, soldierly servant of the Muses, knocked about by fortune. All that more recent aesthetics has been able to add by way of interpretation is that here the "objective" artist is confronted by the first "subjective" artist. We find this interpretation of little use, since to us the subjective artist is simply the bad artist, and since we demand above all, in every genre and range of art, a triumph over subjectivity, deliverance from the self, the silencing of every personal will and desire; since, in fact, we cannot imagine the smallest genuine art work lacking objectivity and disinterested contemplation. For this reason our aesthetic must first solve the following problem: how is the lyrical poet at all possible as artist--he who, according to the experience of all times, always says "I" and recites to us the entire chromatic scale of his passions and appetites? It is this Archilochus who most disturbs us, placed there beside Homer, with the stridor of his hate and mockery, the drunken outbursts of his desire. Isn't he--the first artist to be called subjective--for that reason the veritable non-artist? How, then, are we to explain the reverence in which he was held as a poet, the honor done him by the Delphic oracle, that seat of "objective" art, in a number of very curious sayings?
Schiller has thrown some light on his own manner of composition by a psychological observation which seems inexplicable to himself without, however, giving him pause. Schiller confessed that, prior to composing, he experienced not a logically connected series of images but rather a musical mood. "With me emotion is at the beginning without dear and definite ideas; those ideas do not arise until later on. A certain musical disposition of mind comes first, and after follows the poetical idea." If we enlarge on this, taking into account the most important phenomenon of ancient poetry, by which I mean that union-- nay identity--everywhere considered natural, between musician and poet (alongside which our modern poetry appears as the statue of a god without a head), then we may, on the basis of the aesthetics adumbrated earlier, explain the lyrical poet in the following manner. He is, first and foremost, a Dionysian artist, become wholly identified with the original Oneness, its pain and contradiction, and producing a replica of that Oneness as music, if music may legitimately be seen as a repetition of the world; however, this music becomes visible to him again, as in a dream similitude, through the Apollinian dream influence. That reflection, without image or idea, of original pain in music, with its redemption through illusion, now produces a second reflection as a single simile or example. The artist had abrogated his subjectivity earlier, during the Dionysian phase: the image which now reveals to him his oneness with the heart of the world is a dream scene showing forth vividly, together with original pain, the original delight of illusion. The "I" thus sounds out of the depth of being; what recent writers on aesthetics speak of as "subjectivity" is a mere figment. When Archilochus, the first lyric poet of the Greeks, hurls both his frantic love and his contempt at the daughters of Lycambes, it is not his own passion that we see dancing before us in an orgiastic frenzy: we see Dionysus and the maenads, we see the drunken reveler Archilochus, sunk down in sleep--as Euripides describes him for us in the Bacchae, asleep on a high mountain meadow, in the midday sun--and now Apollo approaches him and touches him with his laurel. The sleeper's enchantment through Dionysian music now begins to emit sparks of imagery, poems which, at their point of highest evolution, will bear the name of tragedies and dramatic dithyrambs.
The sculptor, as well as his brother, the epic poet, is committed to the pure contemplation of images. The Dionysian musician, himself imageless, is nothing but original pain and reverberation of the image. Out of this mystical process of un-selving, the poet's spirit feels a whole world of images and similitudes arise, which are quite different in hue, causality, and pace from the images of the sculptor or narrative poet. While the last lives in those images, and only in them, with joyful complacence, and never tires of scanning them down to the most minute features, while even the image of angry Achilles is no more for him than an image whose irate countenance he enjoys with a dreamer's delight in appearance--so that this mirror of appearance protects him from complete fusion with his characters--the lyrical poet, on the other hand, himself becomes his images, his images are objectified versions of himself. Being the active center of that world he may boldly speak in the first person, only his "I" is not that of the actual waking man, but the "I" dwelling, truly and eternally, in the ground of being. It is through the reflections of that "I" that the lyric poet beholds the ground of being. Let us imagine, next, how he views himself too among these reflections--as non-genius, that is, as his own subject matter, the whole teeming crowd of his passions and intentions directed toward a definite goal; and when it now appears as though the poet and the nonpoet joined to him were one, and as though the former were using the pronoun "I," we are able to see through this appearance, which has deceived those who have attached the label "subjective" to the lyrical poet. The man Archilochus, with his passionate loves and hates, is really only a vision of genius, a genius who is no longer merely Archilochus but the genius of the universe, expressing its pain through the similitude of Archilochus the man. Archilochus, on the other hand, the subjectively willing and desiring human being, can never be a poet. Nor is it at all necessary for the poet to see only the phenomenon of the man Archilochus before him as a reflection of Eternal Being: the world of tragedy shows us to what extent the vision of the poet can remove itself from the urgent, immediate phenomenon.
Schopenhauer, who was fully aware of the difficulties the lyrical poet creates for the speculative aesthetician, thought that he had found a solution, which, however, I cannot endorse. It is true that he alone possessed the means, in his profound philosophy of music, for solving this problem; and I think I have honored his achievement in these pages, I hope in his own spirit. Yet in the first part of The World as Will and Idea he characterizes the essence of song as follows: "The consciousness of the singer is filled with the subject of will, which is to say with his own willing. That willing may either be a released, satisfied willing (joy), or, as happens more commonly, an inhibited willing (sadness). In either case there is affect here: passion, violent commotion. At the same time, however, the singer is moved by the contemplation of nature surrounding him to experience himself as the subject of pure, unwilling ideation, and the unshakable tranquillity of that ideation becomes contrasted with the urgency of his willing, its limits, and its lacks. It is the experience of this contrast, or tug of war, which he expresses in his song. While we find ourselves in the lyrical condition, pure ideation approaches us, as it were, to deliver us from the urgencies of willing; we obey, yet obey for moments only. Again and again our willing, our memory of personal objectives, distracts us from tranquil contemplation, while, conversely, the next scene of beauty we behold will yield us up once more to pure ideation. For this reason we find in song and in the lyrical mood a curious mixture of willing (our personal interest in purposes) and pure contemplation (whose subject matter is furnished by our surroundings); relations are sought and imagined between these two sets of experiences. Subjective mood--the affection of the will--communicates its color to the purely viewed surroundings, and vice versa. All authentic song reflects a state of mind mixed and divided in this manner."
Who can fail to perceive in this description that lyric poetry is presented as an art never completely realized, indeed a hybrid whose essence is made to consist in an uneasy mixture of will and contemplation, i.e., the aesthetic and the non-aesthetic conditions. We, on our part, maintain that the distinction between subjective and objective, which even Schopenhauer still uses as a sort of measuring stick to distinguish the arts, has no value whatever in aesthetics; the reason being that the subject--the striving individual bent on furthering his egoistic purposes--can be thought of only as an enemy to art, never as its source. But to the extent that the subject is an artist he is already delivered from individual will and has become a medium through which the True Subject celebrates His redemption in illusion. For better or worse, one thing should be quite obvious to all of us: the entire comedy of art is not played for our own sakes--for our betterment or education, say--nor can we consider ourselves the true originators of that art realm; while on the other hand we have every right to view ourselves as aesthetic projections of the veritable creator and derive such dignity as we possess from our status as art works. Only as an aesthetic product can the world be justified to all eternity--although our consciousness of our own significance does scarcely exceed the consciousness a painted soldier might have of the battle in which he takes part. Thus our whole knowledge of art is at bottom illusory, seeing that as mere knowers we can never be fused with that essential spirit, at the same time creator and spectator, who has prepared the comedy of art for his own edification. Only as the genius in the act of creation merges with the primal architect of the cosmos can he truly know something of the eternal essence of art. For in that condition he resembles the uncanny fairy tale image which is able to see itself by turning its eyes. He is at once subject and object, poet, actor, and audience.
Scholarship has discovered in respect of Archilochus that he introduced folk song into literature, and that it was this feat which earned him the unique distinction of being placed beside Homer. Yet what does folk song represent in contrast to epic poetry, which is wholly Apollinian? Surely the classical instance of a union between Apollinian and Dionysian intentions. Its tremendous distribution, as well as its constant proliferation wherever we look, attests the strength of that dual generative motive in nature: a motive which leaves its traces in folk song much the way the orgiastic movements of a nation leave their traces in music. Nor should it be difficult to show by historical evidence that every period which abounded in folk songs has, by the same token, been deeply stirred by Dionysian currents. Those currents have long been considered the necessary substratum, or precondition, of folk poetry.
But first of all we must regard folk song as a musical mirror of the cosmos, as primordial melody casting about for an analogue and finding that analogue eventually in poetry. Since melody precedes all else, it may have to undergo any number of objectifications, such as a variety of texts presents. But it is always, according to the naive estimation of the populace, much superior in importance to those texts. Melody gives birth to poetry again and again: this is implied by the atrophic form of folk song. for a long time I wondered at this phenomenon, until finally the following explanation offered itself. If we examine any collection of folk poetry--for example, Des Knaben Wunderhorn--in this light, we shall find countless examples of melody generating whole series of images, and those images, in their varicolored hues, abrupt transitions, and headlong forward rush, stand in the most marked contrast to the equable movement, the calm illusion, of epic verse. Viewed from the standpoint of the epic the uneven and irregular imagery of folk song becomes quite objectionable. Such must have been the feeling which the solemn rhapsodists of the Apollinian rites, during the age of Terpander, entertained with regard to popular lyric effusions.
In folk poetry we find, moreover, the most intense effort of language to imitate the condition of music. For this reason Archilochus may be claimed to have ushered in an entirely new world of poetry, profoundly at variance with the Homeric; and by this distinction we have hinted at the only possible relation between poetry and music, word and sound. Word, image, and idea, in undergoing the power of music, now seek for a kind of expression that would parallel it. In this sense we may distinguish two main currents in the history of Greek verse, according as language is used to imitate the world of appearance or that of music. To understand more profoundly the significance of this distinction, let the reader ponder the utter dissimilarity of verbal color, syntax and phraseology in the works of Homer and Pindar. He then cannot fail to conjecture that in the interval there must have sounded the orgiastic flute notes of Olympus, which, as late as Aristotle's time, in the midst of an infinitely more complex music, still rouses men to wild enthusiasm, and which at their inception must have challenged all contemporaries to imitate them by every available poetic resource. I wish to instance in this connection a well-known phenomenon of our own era which our modish aestheticians consider most exceptionable. We have noticed again and again how a Beethoven symphony compels the individual hearers to use pictorial speech--though it must be granted that a collocation of these various descriptive sequences might appear rather checkered, fantastic, even contradictory. Small wonder, then, that our critics have exercised their feeble wit on these musical images, or else passed over the phenomenon--surely one worthy of further investigation--in complete silence. Even in cases where the composer himself has employed pictorial tags in talking about his work-- calling one symphony "Pastoral," one movement "Brook Scene" and another "Jolly Concourse of Peasants"--these tropes are properly reducible to purely musical elements rather than standing for actual objects expressed through music. It is true that such musical representations can neither instruct us much concerning the Dionysian content of music nor yet lay claim to any distinctive value as images. But once we study this discharge of music through images in a youthful milieu, among a people whose linguistic creativity is unimpaired, we can form some idea of how atrophic folk song must have arisen and how a nation's entire store of verbal resources might be mobilized by means of that novel principle, imitation of the language of music.
If we are right in viewing lyric poetry as an efflorescence of music in images and ideas, then our next question will be, "How does music manifest itself in that mirror of images and ideas?" It manifests itself as will, using the term in Schopenhauer's sense, that is to say as the opposite of the aesthetic, contemplative, unwilling disposition. At this point it becomes necessary to discriminate very clearly between essence and appearance--for it is obviously impossible for music to represent the essential nature of the will; if it did, we would have to banish it from the realm of art altogether, seeing that the will is the non-aesthetic element par excellence. Rather we should say that music appears as the will. In order to express that appearance through images the lyrical poet must employ the whole register of emotions, from the whisper of love to the roar of frenzy; moved by the urge to talk of music in Apollinian similitudes, he must first comprehend the whole range of nature, including himself, as the eternal source of volition, desire, appetite. But to the extent that he interprets music through images he is dwelling on the still sea of Apollinian contemplation, no matter how turbulently all that he beholds through the musical medium may surge about him. And when he looks at himself through that medium he will discover his own image in a state of turmoil: his own willing and desiring, his groans and jubilations, will all appear to him as a similitude by which music is interpreted. Such is the phenomenon of the lyric poet. Being an Apollinian genius, he interprets music through the image of the will, while he is himself turned into the pure, unshadowed eye of the sun, utterly detached from the will and its greed.
Throughout this inquiry I have maintained the position that lyric poetry is dependent on the spirit of music to the same degree that music itself, in its absolute sovereignty, is independent of either image or concept, though it may tolerate both. The poet cannot tell us anything that was not already contained, with a most universal validity, in such music as prompted him to his figurative discourse. The cosmic symbolism of music resists any adequate treatment by language, for the simple reason that music, in referring to primordial contradiction and pain, symbolizes a sphere which is both earlier than appearance and beyond it. Once we set it over against music, all appearance becomes a mere analogy. So it happens that language, the organ and symbol of appearance, can never succeed in bringing the innermost core of music to the surface. Whenever it engages in the imitation of music, language remains in purely superficial contact with it, and no amount of poetic eloquence will carry us a step closer to the essential secret of that art.
At this point we need to call upon every aesthetic principle so far discussed, in order to find our way through the labyrinthine origins of Greek tragedy. I believe I am saying nothing extravagant when I claim that the problem of these origins has never even been posed, much less solved, no matter how often the elusive rags of ancient tradition have been speculatively sewn together and ripped apart That tradition tells us in no uncertain terms that tragedy arose out of the tragic chorus and was, to begin with, nothing but chorus. We are thus bound to scan the chorus closely as the archetypal drama, disregarding the current explanations of it as the idealized spectator, or as representing the populace over against the noble realm of the set. The latter interpretation, which sounds so grandly edifying to certain politicians (as though the democratic Athenians had represented in the popular chorus the invariable moral law, always right in face of the passionate misdeeds and extravagances of kings) may have been suggested by a phrase in Aristotle, but this lofty notion can have had no influence whatever on the original formation of tragedy, whose purely religious origins would exclude not only the opposition between the people and their rulers but any kind of political or social context. Likewise we would consider it blasphemous, in the light of the classical form of the chorus as we know it from Aeschylus and Sophocles, to speak of a "foreshadowing' of constitutional democracy, though others have not stuck at such blasphemy. No ancient polity ever embodied constitutional democracy, and one dares to hope that ancient tragedy did not even foreshadow it.
Much more famous than this political explanation of the chorus is the notion of A. W. Schlegel, who advises us to regard the chorus as the quintessence of the audience, as the "ideal spectator." If we hold this view against the historical tradition according to which tragedy was, in the beginning, nothing but chorus, it turns out to be a crude, unscholarly, though dazzling hypothesis--dazzling because of the effective formulation, the typically German bias for anything called "ideal," and our momentary wonder at the notion. For we are indeed amazed when we compare our familiar theater audience with the tragic chorus and ask ourselves whether the former could conceivably be construed into something analogous to the latter. We tacitly deny the possibility, and then are brought to wonder both at the boldness of Schlegel's assertion and at what must have been the totally different complexion of the Greek audience. We had supposed all along that the spectator, whoever he might be, would always have to remain conscious of the fact that he had before him a work of art, not empiric reality, whereas the tragic chorus of the Greeks is constrained to view the characters enacted on the stage as veritably existing. The chorus of the Oceanides think that they behold the actual Titan Prometheus, and believe themselves every bit as real as the god. Are we seriously to assume that the highest and purest type of spectator is he who, like the Oceanides, regards the god as physically present and real? That it is characteristic of the ideal spectator to rush on stage and deliver the god from his fetters? We had put our faith in an artistic audience, believing that the more intelligent the individual spectator was, the more capable he was of viewing the work of art as art; and now Schlegel's theory suggests to us that the perfect spectator viewed the world of the stage not at all as art but as reality. "Oh these Greeks!" we moan. "They upset our entire aesthetic!" But once we have grown accustomed to it, we repeat Schlegel's pronouncement whenever the question of the chorus comes up.
The emphatic tradition I spoke of militates against Schlegel: chorus as such, without stage--the primitive form of tragedy--is incompatible with that chorus of ideal spectators. What sort of artistic genre would it be that derived from the idea of the spectator and crystallized itself in the mode of the "pure" spectator? A spectator with out drama is an absurdity. We suspect that the birth of tragedy can be explained neither by any reverence for the moral intelligence of the multitude nor by the notion of a spectator without drama, and, altogether, we consider the problem much too complex to be touched by such facile interpretations.
An infinitely more valuable insight into the significance of the chorus was furnished by Schiller in the famous preface to his Bride of Messina, where the chorus is seen as a living wall which tragedy draws about itself in order to achieve insulation from the actual world, to preserve its ideal ground and its poetic freedom.
Schiller used this view as his main weapon against commonplace naturalism, against the illusionistic demand made upon dramatic poetry. While the day of the stage was conceded to be artificial, the architecture of the set symbolic, the metrical discourse stylized, a larger misconception still prevailed. Schiller was not content to have what constitutes the very essence of poetry merely tolerated as poetic license. He insisted that the introduction of the chorus was the decisive step by which any naturalism in art was openly challenged. This way of looking at art seems to me the one which our present age, thinking itself so superior, has labeled pseudo idealism. But I very much fear that we, with our idolatry of verisimilitude, have arrived at the opposite pole of all idealism, the realm of the waxworks. This too betrays a kind of art, as do certain popular novels of today. All I ask is that we not be importuned by the pretense that such art has left Goethe's and Schiller's "pseudo-idealism" behind.
It is certainly true, as Schiller saw, that the Greek chorus of satyrs, the chorus of primitive tragedy, moved on ideal ground, a ground raised high above the common path of mortals. The Greek has built for his chow he scaffolding of a fictive chthonic realm and placed thereon fictive nature spirits. Tragedy developed on this foundation, and so has been exempt since its beginning from the embarrassing task of copying actuality. All the same, the world of tragedy is by no means a world arbitrarily projected between heaven and earth; rather it is a world having the same reality and credibility as Olympus possessed for the devout Greek. The satyr, as the Dionysian chorist, dwells in a reality sanctioned by myth and ritual. That tragedy should begin with him, that the Dionysian wisdom of tragedy should speak through him, is as puzzling a phenomenon as, more generally, the origin of tragedy from the chorus. Perhaps we can gain a starting point for this inquiry by claiming that the satyr, that fictive nature sprite, stands to cultured man in the same relation as Dionysian music does to civilization. Richard Wagner has said of the latter that it is absorbed by music as lamplight by daylight. In the same manner, I believe, the cultured Greek felt himself absorbed into the satyr chorus, and in the next development of Greek tragedy state and society, in fact all that separated man from man, gave way before an overwhelming sense of unity which led back into the heart of nature. The metaphysical solace (with which, I wish to say at once, all true tragedy sends us away) that, despite every phenomenal change life is at bottom indestructibly joyful and powerful, was expressed most concretely in the chorus of satyrs, nature beings who dwell behind all civilization and preserve their identity through every change of generations and historical movement.
With this chorus the profound Greek, so uniquely susceptible to the subtlest and deepest suffering, who had penetrated the destructive agencies of both nature and history, solaced himself. Though he had been in danger of craving a Buddhistic denial of the will, he was saved by art, and through art life reclaimed him.
While the transport of the Dionysian state, with its suspension of all the ordinary barriers of existence, lasts, it carries with it a Lethean element in which everything that has been experienced by the individual is drowned. This chasm of oblivion separates the quotidian reality from the Dionysian. But as soon as that quotidian reality enters consciousness once more it is viewed with loathing, and the consequence is an ascetic, abulic state of mind. In this sense Dionysian man might be said to resemble Hamlet: both have looked deeply into the true nature of things, they have gained knowledge and are now loath to act. They realize that no action of theirs can work any change in the eternal condition of things, and they regard the imputation as ludicrous or debasing that they should set right the time which is out of joint. Knowledge kills action, for in order to act we require the veil of illusion; such is Hamlet's doctrine, not to be confounded with the cheap wisdom of Jack the Dreamer, who through too much reflection, as it were a surplus of possibilities, never arrives at action. What, both in the case of Hamlet and of Dionysian man, overbalances any motive leading to action, is not reflection but knowledge, the apprehension of truth and its terror. Now no comfort any longer avails, desire reaches beyond the transcendental world, beyond the gods themselves, and existence, together with its glittering reflection in the gods and an immortal Beyond, is denied. The truth once seen, man is aware everywhere of the ghastly absurdity of existence, comprehends the symbolism of Ophelia's fate and the wisdom of the wood sprite Silenus: nausea invades him.
Then, in this supreme jeopardy of the will, art, that sorceress expert in healing, approaches him; only she can turn his fits of nausea into imaginations with which it is possible to live. These are on the one hand the spirit of the sublime, which subjugates terror by means of art; on the other hand the comic spirit, which releases us, through art, from the tedium of absurdity. The satyr chorus of the dithyramb was the salvation of Greek art; the threatening paroxysms I have mentioned were contained by the intermediary of those Dionysian attendants.
The satyr and the idyllic shepherd of later times have both been products of a desire for naturalness and simplicity. But how firmly the Greek shaped his wood sprite, and how self-consciously and mawkishly the modern dallies with his tender, fluting shepherd! For the Greek the satyr expressed nature in a rude, uncultivated state: he did not, for that reason, confound him with the monkey. Quite the contrary, the satyr was man's true prototype, an expression of his highest and strongest aspirations. He was an enthusiastic reveler, filled with transport by the approach of the god; a compassionate companion re enacting the sufferings of the god; a prophet of wisdom born out of nature's womb; a symbol of the sexual omnipotence of nature, which the Greek was accustomed to view with reverent wonder. The satyr was sublime and divine--so he must have looked to the traumatically wounded vision of Dionysian man. Our tricked out, contrived shepherd would have offended him, but his eyes rested with sublime satisfaction on the open, undistorted limnings of nature. Here archetypal man was cleansed of the illusion of culture, and what revealed itself was authentic man, the bearded satyr jubilantly greeting his god. Before him cultured man dwindled to a false cartoon. Schiller is also correct as regards these beginnings of the tragic art: the chorus is a living wall against the onset of reality because it depicts reality more truthfully and more completely than does civilized man, who ordinarily considers himself the only reality. Poetry does not lie outside the world as a fantastic impossibility begotten of the poet's brain; it seeks to be the exact opposite, an unvarnished expression of truth, and for this reason must cast away the trumpery garments worn by the supposed reality of civilized man. The contrast between this truth of nature and the pretentious lie of civilization is quite similar to that between the eternal core of things and the entire phenomenal world. Even as tragedy, with its metaphysical solace, points to the eternity of true being surviving every phenomenal change, so does the symbolism of the satyr chorus express analogically the primordial relation between the thing in itself and appearance. The idyllic shepherd of modern man is but a replica of the sum of cultural illusions which he mistakes for nature. The Dionysian Greek, desiring truth and nature at their highest power, sees himself metamorphosed into the satyr.
Such are the dispositions and insights of the reveling throng of Dionysus; and the power of these dispositions and insights transforms them in their own eyes, until they behold themselves restored to the condition of genii, of satyrs. Later the tragic chorus came to be an aesthetic imitation of that natural phenomenon; which then necessitated a distinction between Dionysian spectators and votaries actually spellbound by the god. What must be kept in mind in all these investigations is that the audience of Attic tragedy discovered itself in the chorus of the orchestra. Audience and chorus were never fundamentally set over against each other: all was one grand chorus of dancing, singing satyrs, and of those who let themselves be represented by them. This granted, Schlegel's dictum assumes a profounder meaning. The chorus is the "ideal spectator" inasmuch as it is the only seer--seer of the visionary world of the proscenium. An audience of spectators, such as we know it, was unknown to the Greeks. Given the terraced structure of the Greek theater, rising in concentric arcs, each spectator could quite literally survey the entire cultural world about him and imagine himself, in the fullness of seeing, as a chorist. Thus we are enabled to view the chorus of primitive proto-tragedy as the projected image of Dionysian man. The clearest illustration of this phenomenon is the experience of the actor, who, if he is truly gifted, has before his eyes the vivid image of the role he is to play. The satyr chorus is, above all, a vision of the Dionysian multitude, just as the world of the stage is a vision of that satyr chorus--a vision so powerful that it blurs the actors' sense of the "reality" of cultured spectators ranged row on row about him. The structure of the Greek theater reminds us of a lonely mountain valley: the architecture of the stage resembles a luminous cloud configuration which the Bacchae behold as they swarm down from the mountaintops; a marvelous frame in the center of which Dionysus manifests himself to them.
Our scholarly ideas of elementary artistic process are likely to be offended by the primitive events which I have adduced here to explain the tragic chorus. And yet nothing can be more evident than the fact that the poet is poet only insofar as he sees himself surrounded by living acting shapes into whose innermost being he penetrates. It is our peculiar modem weakness to see all primitive aesthetic phenomena in too complicated and abstract a way. Metaphor, for the authentic poet, is not a figure of rhetoric a representative image standing concretely before him in lieu of a concept. A character, to him, is not an assemblage of individual traits laboriously pieced together, but a personage beheld as insistently living before his eyes, differing from the image of the painter only in its capacity to continue living and acting. What is it that makes Homer so much more vivid and concrete in his description than any other poet? His lively eye, with which he discerns so much more. We all talk about poetry so abstractly because we all tend to be indifferent poets. At bottom the aesthetic phenomenon is quite simple: all one needs in order to be a poet is the ability to have a lively action going on before one continually, to live surrounded by hosts of spirits. To be a dramatist all one needs is the urge to transform oneself and speak out of strange bodies and souls.
Dionysian excitation is capable of communicating to a whole multitude this artistic power to feel itself surrounded by, and one with, a host of spirits. What happens in the dramatic chorus is the primary dramatic phenomenon: projecting oneself outside oneself and then acting as though one had really entered another body, another character. This constitutes the first step in the evolution of drama. This art is no longer that of the rhapsodist, who does not merge with his images but, like the painter, contemplates them as something outside himself; what we have here is the individual effacing himself through entering a strange being. It should be made clear that this phenomenon is not singular but epidemic: a whole crowd becomes rapt in this manner. It is for this reason that the dithyramb differs essentially from any other kind of chorus. The virgins who, carrying laurel branches and singing a processional chant, move solemnly toward the temple of Apollo, retain their identities and their civic names. The dithyrambic chorus on the other hand is a chorus of the transformed, who have forgotten their civic past and social rank, who have become timeless servants of their god and live outside all social spheres. While all the other types of Greek choric verse are simply the highest intensification of the Apollinian musician, in the dithyramb we see a community of unconscious actors all of whom see one another as enchanted.
Enchantment is the precondition of all dramatic art. In this enchantment the Dionysian reveler sees himself as satyr, and as satyr, in turn, he sees the god. In his transformation he sees a new vision, which is the Apollinian completion of his state. And by the same token this new vision completes the dramatic act.
Thus we have come to interpret Greek tragedy as a Dionysian chorus which again and again discharges itself in Apollinian images. Those choric portions with which the tragedy is interlaced constitute, as it were, the matrix of the dialogue, that is to say, of the entire stage-world of the actual drama. This substratum of tragedy irradiates, in several consecutive discharges, the vision of the drama--a vision on the one hand completely of the nature of Apollinian dream-illusion and therefore epic, but on the other hand, as the objectification of a Dionysian condition, tending toward the shattering of the individual and his fusion with the original Oneness. Tragedy is an Apollinian embodiment of Dionysian insights and powers, and for that reason separated by a tremendous gulf from the epic.
On this view the chorus of Greek tragedy, symbol of an entire multitude agitated by Dionysus, can be fully explained. Whereas we who are accustomed to the role of the chorus in modem theater, especially opera, find it hard to conceive how the chorus of the Greeks should have been older, more central than the dramatic action proper (although we have clear testimony to this effect) and whereas we have never been quite able to reconcile with this position of importance the fact that the chorus was composed of such lowly beings as--originally--goatlike satyrs; and whereas, further, the orchestra in front of the stage has always seemed a riddle to us--we now realize that the stage with its action was originally conceived as pure vision and that the only reality was the chorus, who created that vision out of itself and proclaimed it through the medium of dance, music, and spoken word. Since, in this vision, the chorus beholds its lord and master Dionysus, it remains forever an attending chorus, it sees how the god suffers and transforms himself, and it has, for that reason, no need to act. But, notwithstanding its subordination to the god, the chorus remains the highest expression of nature, and, like nature, utters in its enthusiasm oracular words of wisdom. Being compassionate as well as wise, it proclaims a truth that issues from the heart of the world. Thus we see how that fantastic and at first sight embarrassing figure arises, the wise and enthusiastic satyr who is at the same time the "simpleton" as opposed to the god. The satyr is a replica of nature in its strongest tendencies and at the same time, a herald of its wisdom and art. He combines in his person the roles of musician, poet, dancer and visionary.
It is in keeping both with this insight and with general tradition that in the earliest tragedy Dionysus was not actually present but merely imagined. Original tragedy is only chorus and not drama at all. Later an attempt was made to demonstrate the god as real and to bring the visionary figure, together with the transfiguring frame, vividly before the eyes of every spectator. This marks the beginning of drama in the strict sense of the word. It then became the task of the dithyrambic chorus so to excite the mood of the listeners that when the tragic hero appeared they would behold not the awkwardly masked man but a figure born of their own rapt vision. If we imagine Admetus brooding on the memory of his recently departed wife, consuming himself in a spiritual contemplation of her form, and how a figure of similar shape and gait is led toward him in deep disguise; if we then imagine his tremor of excitement, his impetuous comparisons, his instinctive conviction--then we have an analogue for the excitement of the spectator beholding the god, with whose sufferings he has already identified himself, stride onto the stage. Instinctively he would project the shape of the god that was magically present to his mind onto that masked figure of a man, dissolving the latter's reality into a ghostly unreality. This is the Apollinian dream state, in which the daylight world is veiled and a new world--clearer, more comprehensible, more affecting than the first, and at the same time more shadowy--falls upon the eye in ever changing shapes. Thus we may recognize a drastic stylistic opposition: language, color, pace, dynamics of speech are polarized into the Dionysian poetry of the chorus, on the one hand, and the Apollinian dream world of the scene on the other. The result is two completely separate spheres of expression. The Apollinian embodiments in which Dionysus assumes objective shape are very different from the continual interplay of shifting forces in the music of the chorus, from those powers deeply felt by the enthusiast, but which he is incapable of condensing into a clear image. The adept no longer obscurely senses the approach of the god: the god now speaks to him from the proscenium with the clarity and firmness of epic, as an epic hero, almost in the language of Homer.
Everything that rises to the surface in the Apollinian portion of Greek tragedy (in the dialogue) looks simple, transparent, beautiful. In this sense the dialogue is a mirror of the Greek mind, whose nature manifests itself in dance, since in dance the maximum power is only potentially present, betraying itself in the suppleness and opulence of movement. The language of the Sophoclean heroes surprises us by its Apollinian determinacy and lucidity. It seems to us that we can fathom their innermost being, and we are somewhat surprised that we had such a short way to go. However, once we abstract from the character of the hero as it rises to the surface and becomes visible (a character at bottom no more than a luminous shape projected onto a dark wall, that is to say, appearance through and through) and instead penetrate into the myth which is projected in these luminous reflections, we suddenly come up against a phenomenon which is the exact opposite of a familiar optical one. After an energetic attempt to focus on the sun we have, by way of remedy almost, dark spots before our eyes when we turn away. Conversely, the luminous images of the Sophoclean heroes--those Apollinian masks--are the necessary productions of a deep look into the horror of nature; luminous spots, as it were, designed to cure an eye hurt by the ghastly night. Only in this way can we form an adequate notion of the seriousness of Greek "serenity"; whereas we find that serenity generally misinterpreted nowadays as a condition of undisturbed complacence.
Sophocles conceived doomed Oedipus the greatest sufferer of the Greek stage, as a pattern of nobility, destined to error and misery despite his wisdom, yet exercising a beneficent influence upon his environment in virtue of his boundless grief. The profound poet tells us that a man who is truly noble is incapable of sin; though every law, every natural order, indeed the entire canon of ethics, perish by his actions, those very actions will create a circle of higher consequences able to found a new world on the ruins of the old. This is the poet's message, insofar as he is at the same time a religious thinker. In his capacity as poet he presents us in the beginning with a complicated legal knot in the slow unraveling of which the judge brings about his own destruction. The typically Greek delight in this dialectical solution is so great that it imparts an element of triumphant serenity to the work, and thus removes the sting lurking in the ghastly premises of the plot. In Oedipus at Colonus we meet this same serenity, but utterly transfigured. In contrast to the aged hero, stricken with excess of grief and passively undergoing his many misfortunes, we have here a transcendent serenity issuing from above and hinting that by his passive endurance the hero may yet gain a consummate energy of action. This activity (so different from his earlier conscious striving, which had resulted in pure passivity) will extend far beyond the limited experience of his own life. Thus the legal knot of the Oedipus fable, which had seemed to mortal eyes incapable of being disentangled, is slowly loosened. And we experience the most profound human joy as we witness this divine counterpart of dialectics. If this explanation has done the poet justice, it may yet be asked whether it has exhausted the implications of the myth; and now we see that the poet's entire conception was nothing more nor less than the luminous afterimage which kind nature provides our eyes after a look into the abyss. Oedipus, his father's murderer, his mother's lover, solver of the Sphinx's riddle! What is the meaning of this triple fate? An ancient popular belief, especially strong in Persia, holds that a wise magus must be incestuously begotten. If we examine Oedipus, the solver of riddles and liberator of his mother, in the light of this Parsee belief, we may conclude that wherever soothsaying and magical powers have broken the spell of present and future, the rigid law of individuation, the magic circle of nature, extreme unnaturalness--in this case incest--is the necessary antecedent; for how should man force nature to yield up her secrets but by successfully resisting her, that is to say, by unnatural acts? This is the recognition I find expressed in the terrible triad of Oedipean fates: the same man who solved the riddle of nature (the ambiguous Sphinx) must also, as murderer of his father and husband of his mother, break the consecrated tables of the natural order. It is as though the myth whispered to us that wisdom, and especially Dionysian wisdom, is an unnatural crime, and that whoever, in pride of knowledge, hurls nature into the abyss of destruction, must himself experience nature's disintegration. "The edge of wisdom is turned against the wise man; wisdom is a crime committed on nature": such are the terrible words addressed to us by myth. Yet the Greek poet, like a sunbeam, touches the terrible and austere Memnon's Column of myth, which proceeds to give forth Sophoclean melodies. Now I wish to contrast to the glory of passivity the glory of action, as it irradiates the Prometheus of Aeschylus. Young Goethe has revealed to us, in the bold words his Prometheus addresses to Zeus, what the thinker Aeschylus meant to say, but what, as poet, he merely gave us to divine in symbol:
Here l sit, forming men
in my own image,
a race to be like me,
to suffer, to weep,
to delight and to rejoice,
and to defy you,
as I do.
Man, raised to titanic proportions, conquers his own civilization and compels the gods to join forces with him, since by his autonomous wisdom he commands both their existence and the limitations of their sway. What appears most wonderful, however, in the Prometheus poem--ostensibly a hymn in praise of impiety--is its profound Aeschylean longing for justice. The immense suffering of the bold individual, on the one hand, and on the other the extreme jeopardy of the gods, prefiguring a "twilight of the gods"--the two together pointing to a reconciliation, a merger of their universes of suffering--all this reminds one vividly of the central tenet of Aeschylean speculation in which Moira, as eternal justice, is seen enthroned above men and gods alike. In considering the extraordinary boldness with which Aeschylus places the Olympian world on his scales of justice, we must remember that the profound Greek had an absolutely stable basis of metaphysical thought in his mystery cults and that he was free to discharge all his skeptical velleities on the Olympians. The Greek artist, especially, experienced in--respect of these divinities an obscure sense of mutual dependency, a feeling which has been perfectly symbolized in the Prometheus of Aeschylus. The titanic artist was strong in his defiant belief that he could create men and, at the least, destroy Olympian gods; this he was able to do by virtue of his superior wisdom, which, to be sure, he must atone for by eternal suffering. The glorious power to do, which is possessed by great genius, and for which even eternal suffering is not too high a price to pay--the artist's austere pride--is of the very essence of Aeschylean poetry, while Sophocles in his Oedipus intones a paean to the saint. But even Aeschylus' interpretation of the myth fails to exhaust its extraordinary depth of terror. Once again, we may see the artist's buoyancy and creative joy as a luminous cloud shape reflected upon the dark surface of a lake of sorrow. The legend of Prometheus is indigenous to the entire community of Aryan races and attests to their prevailing talent for profound and tragic vision. In fact, it is not improbable that this myth has the same characteristic importance for the Aryan mind as the myth of the Fall has for the Semitic, and that the two myths are related as brother and sister. The presupposition of the Prometheus myth is primitive man's belief in the supreme value of fire as the true palladium of every rising civilization. But for man to dispose of fire freely, and not receive it as a gift from heaven in the kindling thunderbolt and the warming sunlight, seemed a crime to thoughtful primitive man, a despoiling of divine nature. Thus this original philosophical problem poses at once an insoluble conflict between men and the gods, which lies like a huge boulder at the gateway to every culture. Man's highest good must be bought with a crime and paid for by the flood of grief and suffering which the offended divinities visit upon the human race in its noble ambition. An austere notion, this, which by the dignity it confers on crime presents a strange contrast to the Semitic myth of the Fall--a myth that exhibits curiosity, deception, suggestibility, concupiscence, in short a whole series of principally feminine frailties, as the root of all evil. What distinguishes the Aryan conception is an exalted notion of active sin as the properly Promethean virtue; this notion provides us with the ethical substratum of pessimistic tragedy, which comes to be seen as a justification of human ills, that is to say of human guilt as well as the suffering purchased by that guilt. The tragedy at the heart of things, which the thoughtful Aryan is not disposed to quibble away, the contrariety at the center of the universe, is seen by him as an interpenetration of several worlds, as for instance a divine and a human, each individually in the right but each, as it encroaches upon the other, having to suffer for its individuality. The individual, in the course of his heroic striving towards universality, de-individuation, comes up against that primordial contradiction and learns both to sin and to suffer. The Aryan nations assign to crime the male, the Semites to sin the female gender; and it is quite consistent with these notions that the original act of hubris should be attributed to a man, original sin to a woman. For the rest, perhaps not too much should be made of this distinction, cf. the chorus of wizards in Goethe's Faust:
If that is so, we do not mind it:
With a thousand steps the women find it;
But though they rush, we do not care:
With one big jump the men get there.
[Goethe's Faust, lines 3982-85.]
Once we have comprehended the substance of the Prometheus myth--the imperative necessity of hubris for the titanic individual--we must realize the non-Apollinian character of this pessimistic idea. It is Apollo who tranquilizes the individual by drawing boundary lines, and who, by enjoining again and again the practice of self-knowledge, reminds him of the holy, universal norms. But lest the Apollinian tendency freeze all form into Egyptian rigidity, and in attempting to prescribe its orbit to each particular wave inhibit the movement of the lake, the Dionysian flood tide periodically destroys all the little circles in which the Apollinian will would confine Hellenism. The swiftly rising Dionysian tide then shoulders all the small individual wave crests, even as Prometheus' brother, the Titan Atlas, shouldered the world. This titanic urge to be the Atlas of all individuals, to bear them on broad shoulders ever farther and higher, is the common bond between the Promethean and the Dionysian forces. In this respect the Aeschylean Prometheus appears as a Dionysian mask, while in his deep hunger for justice Aeschylus reveals his paternal descent from Apollo, god of individuation and just boundaries. We may express the Janus face, at once Dionysian and Apollinian, of the Aeschylean Prometheus in the following formula: "All that exists is just and unjust and equally justified in both."
That is your world! A world indeed!-- [Goethe's Faust, line 409.]
It is an unimpeachable tradition that in its earliest form Greek tragedy records only the sufferings of Dionysus, and that he was the only actor. But it may be claimed with equal justice that, up to Euripides, Dionysus remains the sole dramatic protagonist and that all the famous characters of the Greek stage, Prometheus, Oedipus, etc., are only masks of that original hero. The fact that a god hides behind all these masks accounts for the much-admired "ideal" character of those celebrated figures. Someone, I can't recall who, has claimed that all individuals, as individuals, are comic, and therefore untragic; which seems to suggest that the Greeks did not tolerate individuals at all on the tragic stage. And in fact they must have felt this way. The Platonic distinction between the idea and the eidolon ["idol"] is deemed rooted in the Greek temperament If we wished to use Plato's terminology we might speak of the tragic characters of the Greek stage somewhat as follows: the one true Dionysus appears in a multiplicity of characters, in the mask of warrior hero, and enmeshed in the web of individual will. The god ascends the stage in the likeness of a striving and suffering individual. That he can appear at all with this clarity and precision is due to dream interpreter Apollo, who projects before the chorus its Dionysian condition in this analogical figure. Yet in truth that hero is the suffering Dionysus of the mysteries. He of whom the wonderful myth relates that as a child he was dismembered by Titans now experiences in his own person the pains of individuation, and in this condition is worshipped as Zagreus. We have here an indication that dismemberment--the truly Dionysian suffering--was like a separation into air, water, earth, and fire, and that individuation should be regarded as the source of all suffering, and rejected. The smile of this Dionysus has given birth to the Olympian gods, his tears have given birth to men. In his existence as a dismembered god, Dionysus shows the double nature of a cruel, savage daemon and a mild, gentle ruler. Every hope of the Eleusinian initiates pointed to a rebirth of Dionysus, which we can now interpret as meaning the end of individuation; the thundering paean of the adepts addressed itself to the coming of the third Dionysus. This hope alone sheds a beam of joy on a ravaged and fragmented world--as is shown by the myth of sorrowing Demeter, who rejoiced only when she was told that she might once again bear Dionysus. In these notions we already find all the components of a profound and mystic philosophy and, by the same token, of the mystery doctrine of tragedy; a recognition that whatever exists is of a piece, and that individuation is the root of all evil; a conception of art as the sanguine hope that the spell of individuation may yet be broken. as an augury of eventual reintegration.
I have said earlier that the Homeric epic was the poetic expression of Olympian culture, its victory song over the terrors of the battle with the Titans. Now, under the overmastering influence of tragic poetry, the Homeric myths were once more transformed and by this metempsychosis proved that in the interim Olympian culture too had been superseded by an even deeper philosophy. The contumacious Titan, Prometheus, now announced to his Olympian tormentor that unless the latter promptly joined forces with him, his reign would be in supreme danger. In the work of Aeschylus we recognize the alliance of the Titan with a frightened Zeus in terror of his end. Thus we find the earlier age of Titans brought back from Tartarus and restored to the light of day. A philosophy of wild, naked nature looks with the bold countenance of truth upon the flitting myths of the Homeric world: they pale and tremble before the lightning eye of this goddess, until the mighty fist of the Dionysian artist forces them into the service of a new divinity. The Dionysian truth appropriates the entire realm of myth as symbolic language for its own insights, which it expresses partly in the public rite of tragedy and partly in the secret celebrations of dramatic mysteries, but always under the old mythic veil. What was the power that rescued Prometheus from his vultures and transformed myth into a vehicle of Dionysian wisdom? It was the Heraclean power of music, which reached its highest form in tragedy and endowed myth with a new and profound significance. Such, as we have said earlier, is the mighty prerogative of music. For it is the lot of every myth to creep gradually into the narrows of supposititious historical fact and to be treated by some later time as a unique event of history. And the Greeks at that time were already well on their way to reinterpreting their childhood dream, cleverly and arbitrarily, into pragmatic childhood history. It is the sure sign of the death of a religion when its mythic presuppositions become systematized, under the severe, rational eyes of an orthodox dogmatism, into a ready sum of historical events, and when people begin timidly defending the veracity of myth but at the same time resist its natural continuance--when the feeling for myth withers and its place is taken by a religion claiming historical foundations. This decaying myth was now seized by the newborn genius of Dionysian music, in whose hands it fiowered once more, with new colors and a fragrance that aroused a wistful longing for a metaphysical world. After this last florescence myth declined, its leaves withered, and before long all the ironic Lucians of antiquity caught at the faded blossoms whirled away by the wind. It was through tragedy that myth achieved its profoundest content, its most expressive form; it arose once again like a wounded warrior, its eyes alight with unspent power and the calm wisdom of the dying.
What were you thinking of, overweening Euripides, when you hoped to press myth, then in its last agony, into your service? It died under your violent hands; but you could easily put in its place an imitation that, like Heracles' monkey, would trick itself out in the master's robes. And even as myth, music too died under your hands; though you plundered greedily all the gardens of music, you could achieve no more than a counterfeit. And because you had deserted Dionysus. vou were in turn deserted by Apollo. Though you hunted all the passions up from their couch and conjured them into your circle, though you pointed and burnished a sophistic dialectic for the speeches of your heroes, they have only counterfeit passions and speak counterfeit speeches.
Greek tragedy perished in a manner quite different from the older sister arts: it died by suicide, in consequence of an insoluble confiict, while the others died serene and natural deaths at advanced ages. If it is the sign of a happy natural condition to die painlessly, leaving behind a fair progeny, then the decease of those older genres exhibits such a condition; they sank slowly, and their children, fairer than they, stood before their dying eyes, lifting up their heads in eagerness. The death of Greek tragedy, on the other hand, created a tremendous vacuum that was felt far and wide. As the Greek sailors in the time of Tiberius heard from a lonely island the agonizing cry "Great Pan is dead!" so could be heard ringing now through the entire Greek world these painful cries: "Tragedy is dead! And poetry has perished with it! Away with you, puny, spiritless imitators! Away with you to Hades, where you may eat your fill of the crumbs thrown you by former masters!"
When after all a new genre sprang into being which honored tragedy as its parent, the child was seen with dismay to bear indeed the features of its mother, but of its mother during her long death struggle. The death struggle of tragedy had been fought by Euripides, while the later art is known as the New Attic comedy. Tragedy lived on there in a degenerate form, a monument to its painful and laborious death.
In this context we can understand the passionate fondness of the writers of the new comedy for Euripides. Now the wish of Philemon--who was willing to be hanged for the pleasure of visiting Euripides in Hades, providing he could be sure that the dead man was still in possession of his senses--no longer seems strange to us. If one were to attempt to say briefly and merely by way of suggestion what Menander and Philemon had in common with Euripides, and what they found so exemplary and exciting in him, one might say that Euripides succeeded in transporting the spectator onto the stage. Once we realize out of what substance the Promethean dramatists before Euripides had formed their heroes and how far it had been from their thoughts to bring onto the stage a true replica of actuality, we shall see clearly how utterly different were Euripides' intentions. Through him the common man found his way from the auditorium onto the stage. That mirror, which previously had shown only the great and bold features, now took on the kind of accuracy that reflects also the paltry traits of nature. Odysseus, the typical Greek of older art, declined under the hands of the new poets to the character of Graeculus, who henceforth held the center of the stage as the good humored, cunning slave. The merit which Euripides, in Aristophanes' Frogs, attributes to himself, of having by his nostrum rid tragic art of its pompous embonpoint, is apparent in every one of his tragic heroes. Now every spectator could behold his exact counterpart on the Euripidean stage and was delighted to find him so eloquent. But that was not the only pleasure. People themselves learned to speak from Euripides--don't we hear him boast, in his contest with Aeschylus, that through him the populace had learned to observe, make transactions and form conclusions according to all the rules of art, with the utmost cleverness? It was through this revolution in public discourse that the new comedy became possible. From now on the stock phrases to represent everyday affairs were ready to hand. While hitherto the character of dramatic speech had been determined by the demigod in tragedy and the drunken satyr in comedy, that bourgeois mediocrity in which Euripides placed all his political hopes now came to the fore. And so the Aristophanic Euripides could pride himself on having portrayed life "as it really is" and shown men how to attack it: if now all members of the populace were able to philosophize, plead their cases in court and make their business deals with incredible shrewdness, the merit was really his, the result of that wisdom he had inculcated in them.
The new comedy could now address itself to a prepared, enlightened crowd, for whom Euripides had served as choirmaster--only in this case it was the chorus of spectators who had to be trained. As soon as this chorus had acquired a competence in the Euripidean key, the new comedy--that chesslike species of play--with its constant triumphs of cleverness and cunning, arose. Meanwhile choirmaster Euripides was the object of fulsome praise; in fact, people would have killed themselves in order to learn more from him had they not known that the tragic poets were quite as dead as tragedy itself. With tragedy the Greeks had given up the belief in immortality: not only the belief in an ideal past, but also the belief in an ideal future. The words of the famous epitaph "Inconstant and frivolous in old age" apply equally well to the last phase of Hellenism. Its supreme deities are wit, whim, caprice, the pleasure of the moment. The fifth estate, that of the slaves, comes into its own, at least in point of attitude, and if it is possible at all now to speak of Greek serenity, then it must refer to the serenity of the slave, who has no difficult responsibilities, no high aims, and to whom nothing, past or future, is of greater value than the present. It was this semblance of Greek serenity that so outraged the profound and powerful minds of the first four centuries after Christ. This womanish escape from all seriousness and awe, this smug embracing of easy pleasure, seemed to them not only contemptible but the truly antiChristian frame of mind. It was they who handed on to later generations a picture of Greek antiquity painted entirely in the pale rose hues of serenity--as though there had never been a sixth century with its birth of tragedy, its Mysteries, its Pythagoras and Heracleitus, indeed as though the art works of the great period did not exist at all. And yet none of the latter could, of course, have sprung from the soil of such a trivial ignoble cheer, pointing as they do to an entirely different philosophy as their raison d'etre.
When I said earlier that Euripides had brought the spectator on the stage in order to enable him to judge the play, I may have created the impression that the older drama had all along stood in a false relation to the spectator; and one might then be tempted to praise Euripides' radical tendency to establish a proper relationship between art work and audience as an advance upon Sophocles. But, after all, audience is but a word, not a constant unchanging value. Why should an author feel obliged to accommodate himself to a power whose strength is merely in numbers? If he considers himself superior in his talent and intentions to every single spectator, why should he show respect for the collective expression of all those mediocre capacities rather than for the few members of the audience who seem relatively the most gifted? The truth of the matter is that no Greek artist ever treated his audience with greater audacity and self sulliciency than Euripides; who at a time when the multitude lay prostrate before him disavowed in noble defiance and publicly his own tendencies--those very tendencies by which he had previously conquered the masses. Had this genius had the slightest reverence for that band of Bedlamites called the public, he would have been struck down long before the mid point of his career by the bludgeon blows of his unsuccess. We come to realize now that our statement, "Euripides brought the spectator on the stage"--implying that the spectator would be able henceforth to exercise competent judgment --was merely provisional and that we must look for a sounder explanation of his intentions. It is also generally recognized that Aeschylus and Sophocles enjoyed all through their lives and longer the full benefit of popular favor, and that for this reason it would be absurd to speak in either case of a disproportion between art work and public reception. What was it, then, that drove the highly talented and incessantly creative Euripides from a path bathed in the light of those twin luminaries--his great predecessors--and of popular acclaim as well? What peculiar consideration for the spectator made him defy that very same spectator? How did it happen that his great respect for his audience made him treat that audience with utter disrespect?
Euripides--and this may be the solution of our riddle-- considered himself quite superior to the crowd as a whole; not, however, to two of his spectators. He would translate the crowd onto the stage but insist, all the same, on revering the two members as the sole judges of his art; on following all their directions and admonitions, and on instilling in the very hearts of his dramatic characters those emotions, passions and recognitions which had heretofore seconded the stage action, like an invisible chorus, from the serried ranks of the amphitheater. It was in deference to these judges that he gave his new characters a new voice, too, and a new music. Their votes, and no others, determined for him the worth of his efforts. And whenever the public rejected his labors it was their encouragement, their faith in his final triumph, which sustained him.
One of the two spectators I just spoke of was Euripides himself--the thinker Euripides, not the poet. Of him it may be said that the extraordinary richness of his critical gift had helped to produce, as in the case of Lessing, an authentic creative offshoot. Endowed with such talent, such remarkable intellectual lucidity and versatility, Euripides watched the performances of his predecessors' plays and tried to rediscover in them those fine lineaments which age, as happens in the case of old paintings, had darkened and almost obliterated. And now something occurred which cannot surprise those among us who are familiar with the deeper secrets of Aeschylean tragedy. Euripides perceived in every line, in every trait, something quite incommensurable: a certain deceptive clarity and, together with it, a mysterious depth, an infinite background. The clearest figure trailed after it a comet's tail which seemed to point to something uncertain, something that could not be wholly elucidated. A similar twilight seemed to invest the very structure of drama, especially the function of the chorus. Then again, how ambiguous did the solutions of all moral problems seem! how problematical the way in which the myths were treated! how irregular the distribution of fortune and misfortune! There was also much in the language of older tragedy that he took exception to, or to say the least, found puzzling: why all this pomp in the representation of simple relationships? why all those tropes and hyperboles, where the characters themselves were simple and straightforward? Euripides sat in the theater pondering, a troubled spectator. In the end he had to admit to himself that he did not understand his great predecessors. But since he looked upon reason as the fountainhead of all doing and enjoying, he had to find out whether anybody shared these notions of his, or whether he was alone in facing up to such incommensurable features. But the multitude, including some of the best individuals, gave him only a smile of distrust; none of them would tell him why, notwithstanding his misgivings and reservations, the great masters were right nonetheless. In this tormented state of mind, Euripides discovered his second spectator--one who did not understand tragedy and for that reason spumed it. Allied with him he could risk coming out of his isolation to fight that tremendous battle against the works of Aeschylus and Sophocles; not by means of polemics, but as a tragic poet determined to make his notion of tragedy prevail over the traditional notions.
Before giving a name to that other spectator, let us stop a moment and call to mind what we have said earlier of the incommensurable and discrepant elements in Aeschylean tragedy. Let us recollect how strangely we were affected by the chorus and by the tragic hero of a kind of tragedy which refused to conform to either our habits or our tradition--until, that is, we discovered that the discrepancy was closely bound up with the very origin and essence of Greek tragedy, as the expression of two interacting artistic impulses, the Apollinian and the Dionysian. Euripides' basic intention now becomes as clear as day to us: it is to eliminate from tragedy the primitive and pervasive Dionysian element, and to rebuild the drama on a foundation of non-Dionysian art, custom and philosophy.
Euripides himself, towards the end of his life, propounded the question of the value and sign)ficance of this tendency to his contemporaries in a myth. Has the Dionysian spirit any right at all to exist? Should it not, rather, be brutally uprooted from the Hellenic soil? Yes, it should, the poet tells us, if only it were possible, but the god Dionysus is too powerful: even the most intelligent opponent, like Pentheus in the Bacchae, is unexpectedly enchanted by him, and in his enchantment runs headlong to destruction. The opinion of the two old men in the play--Cadmus and Tiresias--seems to echo the opinion of the aged poet himself: that the cleverest individual cannot by his reasoning overturn an ancient popular tradition like the worship of Dionysus, and that it is the proper part of diplomacy in the face of miraculous powers to make at least a prudent show of sympathy; that it is even possible that the god may still take exception to such tepid interest and--as happened in the case of Cadmus--turn the diplomat into a dragon. We are told this by a poet who all his life had resisted Dionysus heroically, only to end his career with a glorification of his opponent and with suicide--like a man who throws himself from a tower in order to put an end to the unbearable sensation of vertigo. The Bacchae acknowledges the failure of Euripides' dramatic intentions when, in fact, these had already succeeded: Dionysus had already been driven from the tragic stage by a daemonic power speaking through Euripides. For in a certain sense Euripides was but a mask, while the divinity which spoke through him was neither Dionysus nor Apollo but a brand new daemon called Socrates. Thenceforward the real antagonism was to be between Dionysian spirit and the Socratic, and tragedy was to perish in the conflict. Try as he may to comfort us with his recantation, Euripides fails. The marvelous temple lies in ruins; of what avail is the destroyer's lament that it was the most beautiful of all temples? And though, by way of punishment, Euripides has been turned into a dragon by all later critics, who can really regard this as adequate compensation?
Let us now look more closely at the Socratic tendency by means of which Euripides fought and conquered Aeschylean tragedy. What, under the most auspicious conditions, could Euripides have hoped to effect in founding his tragedy on purely un-Dionysian elements? Once it was no longer begotten by music, in the mysterious Dionysian twilight, what form could drama conceivably take? Only that of the dramatized epic, an Apollinian form which precluded tragic effect. It is not a question here of the events represented. I submit that it would have been impossible for Goethe, in the fifth act of his projected Nausicaa, to render tragic the suicide of that idyllic being: the power of the epic Apollinian spirit is such that it transfigures the most horrible deeds before our eyes by the charm of illusion, and redemption through illusion. The poet who writes dramatized narrative can no more become one with his images than can the epic rhapsodist. He too represents serene, wide eyed contemplation gazing upon its images. The actor in such dramatized epic remains essentially a rhapsodist; the consecration of dream lies upon all his actions and prevents him from ever becoming in the full sense an actor.
But what relationship can be said to obtain between such an ideal Apollinian drama and the plays of Euripides? The same as obtains between the early solemn rhapsodist and that more recent variety described in Plato's Ion: "When I say something sad my eyes fill with tears; if, however, what I say is terrible and ghastly, then my hair stands on end and my heart beats loudly." Here there is no longer any trace of epic self forgetfulness, of the true rhapsodist's cool detachment, who at the highest pitch of action, and especially then, becomes wholly illusion and delight in illusion. Euripides is the actor of the beating heart, with hair standing on end. He lays his dramatic plan as Socratic thinker and carries it out as passionate actor. So it happens that the Euripidean drama is at the same time cool and fiery, able alike to freeze and consume us. It cannot possibly achieve the Apollinian effects of the epic, while on the other hand it has severed all connection with the Dionysian mode; so that in order to have any impact at all it must seek out novel stimulants which are to be found neither in the Apollinian nor in the Dionysian realm. Those stimulants are, on the one hand, cold paradoxical ideas put in the place of Apollinian contemplation, and on the other fiery emotions put in the place of Dionysian transports. These last are splendidly realistic counterfeits, but neither ideas nor affects are infused with the spirit of true art.
Having now recognized that Euripides failed in founding the drama solely on Apollinian elements and that, instead, his anti Dionysian tendency led him towards inartistic naturalism, we are ready to deal with the phenomenon of aesthetic Socratism. Its supreme law may be stated as follows: "Whatever is to be beautiful must also be sensible" --a parallel to the Socratic notion that knowledge alone makes men virtuous. Armed with this canon, Euripides examined every aspect of drama--diction, character, dramatic structure, choral music--and made them fit his specifications. What in Euripidean, as compared with Sophoclean tragedy, has been so frequently censured as poetic lack and retrogression is actually the straight result of the poet's incisive critical gifts, his audacious personality. The Euripidean prologue may seen to illustrate the efficacy of that rationalistic method. Nothing could be more at odds with our dramaturgic notions than the prologue in the drama of Euripides. To have a character appear at the beginning of the play, tell us who he is, what preceded the action, what has happened so far, even what is about to happen in the course of the play--a modern writer for the theater would reject all this as a wanton and unpardonable dismissal of the element of suspense. Now that everyone knows what is going to happen, who will wait to see it happen? Especially since, in this case, the relation is by no means that of a prophetic dream to a later event. But Euripides reasoned quite otherwise. According to him, the effect of tragedy never resided in epic suspense, in a teasing uncertainty as to what was going to happen next. It resided, rather, in those great scenes of lyrical rhetoric in which the passion and dialectic of the protagonist reached heights of eloquence. Everything portended pathos, not action. Whatever did not portend pathos was seen as objectionable. The greatest obstacle to the spectator's most intimate participation in those scenes would be any missing link in the antecedent action: so long as the spectator had to conjecture what this or that figure represented, from whence arose this or that conflict of inclinations and intentions, he could not fully participate in the doings and sufferings of the protagonists, feel with them and fear with them. The tragedy of Aeschylus and Sophocles had used the subtlest devices to furnish the spectator in the early scenes, and as if by chance, with al} the necessary information. They had shown an admirable skill in disguising the necessary structural features and making them seem accidental. All the same, Euripides thought he noticed chat during those early scenes the spectators were in a peculiar state of unrest--so concerned with figuring out the antecedents of the story chat the beauty and pathos of the exposition were lost on them. For this reason he introduced a prologue even before the exposition, and put it into the mouth of a speaker who would command absolute trust. Very often it was a god who had to guarantee to the public the course of the tragedy and so remove any possible doubt as to the reality of the mydh; exactly as Descartes could only demonstrate the reality of the empirical world by appealing to God's veracity, his inability to tell a lie. At the end of his drama Euripides required the same divine truthfulness to act as security, so to speak, for the future of his protagonists. This was the function of the ill-famed deus ex machina. Between the preview of the prologue and the preview of the epilogue stretched the dramatic lyric present, the drama proper.
As a poet, then, Euripides was principally concerned with rendering his conscious perceptions, and it is this which gives him his position of importance in the history of Greek drama. With regard to his poetic procedure, which was both critical and creative, he must often have felt that he was applying to drama the opening words of Anaxagoras' treatise: "In the beginning all things were mixed together; then reason came and introduced order." And even as Anaxagoras, with his concept of reason, seems like the first sober philosopher in a company of drunkards, so Euripides may have appeared to himself as the first rational maker of tragedy. Everything was mixed together in a chaotic stew so long as reason, the sole principle of universal order, remained excluded from the creative act. Being of this opinion, Euripides had necessarily to reject his less rational peers. Euripides would never have endorsed Sophocles' statement about Aeschylus--that this poet was doing the right thing, but unconsciously; instead he would have claimed that since Aeschylus created unconsciously he couldn't help doing the wrong cling. Even the divine Plato speaks of the creative power of the poet for the most part ironically and as being on a level with the gifts of the soothsayer and interpreter of dreams, since according to the traditional conception the poet is unable to write until reason and conscious control have deserted him. Euripides set out, as Plato was to do, to show the world the opposite of the "irrational" poet; his aesthetic axiom, "whatever is to be beautiful must be conscious" is strictly parallel to the Socratic "whatever is to be good must be conscious." We can hardly go wrong then in calling Euripides the poet of aesthetic Socratism. But Socrates was precisely that second spectator, incapable of understanding the older tragedy and therefore scorning it, and it was in his company that Euripides dared to usher in a new era of poetic activity. If the old tragedy was wrecked' aesthetic Socratism is to blame, and to the extent that the target of the innovators was the Dionysian principle of the older art we may call Socrates the god's chief opponent, the new Orpheus who, though destined to be torn to pieces by the maenads of Athenian judgment, succeeded in putting the overmastering god to flight. The latter, as before, when he fled from Lycurgus, king of the Edoni, took refuge in the depths of the sea; that is to say, in the flood of a mystery cult that was soon to encompass the world.
The fact that the aims of Socrates and Euripides were closely allied did not escape the attention of their contemporaries. We have an eloquent illustration of this in the rumotr, current at the time in Athens, that Socrates was helping Euripides with his writing. The two names were bracketed by the partisans of the "good old days'? whenever it was a question of castigating the upstart demagogues of the present. It was they who were blamed for the disappearance of the Marathonian soundness of body and mind in favor of a dubious enlightenment tending toward a progressive atrophy of the traditional virtues. In the comedy of Aristophanes both men are treated in this vein--half indignant, half contemptuous--to the dismay of the rising generation, who, while they were willing enough to sacrifice Euripides, could not forgive the picture of Socrates as the arch Sophist. Their only recourse was to pillory Aristophanes in his turn as a dissolute, Lying Alcibiades of poetry. I won't pause here to defend the pro found instincts of Aristophanes against such attacks but shall proceed to demonstrate the close affinity between Socrates and Euripides, as their contemporaries saw them. It is certainly significant in this connection that Socrates, being a sworn enemy of the tragic art, is said never to have attended the theater except when a new play of Euripides was mounted. The most famous instance of the conjunction of the two names, however, is found in the Delphic oracle which pronounced Socrates the wisest of men yet allowed that Euripides merited the second place. The third place went to Sophocles, who had boasted that, in contrast to Aeschylus, he not only did the right thing but knew why he did it. Evidently it was the transparency of their knowledge that earned for these three men the reputation of true wisdom in their day.
It was Socrates who expressed most clearly this radically new prestige of knowledge and conscious intelligence when he claimed to be the only one who acknowledged to himself that he knew nothing. He roamed all over Athens, visiting the most distinguished statesmen, orators, poets and artists, and found everywhere merely the presumption of knowledge. He was amazed to discover that all these celebrities lacked true and certain knowledge of their callings and pursued those callings by sheer instinct. The expression "sheer instinct" seems to focus perfectly the Socratic attitude. From this point of view Socrates was forced to condemn both the prevailing art and the prevailing ethics. Wherever his penetrating gaze fell he saw nothing but lack of understanding, fictions rampant, and so was led to deduce a state of affairs wholly discreditable and perverse. Socrates believed it was his mission to correct the situation: a solitary man, arrogantly superior and herald of a radically dissimilar culture, art, and ethics, he stepped into a world whose least hem we should have counted it an honor to have touched. This is the reason why the figure of Socrates disturbs us so profoundly whenever we approach it, and why we are tempted again and again to plumb the meaning and intentions of the most problematical character among the ancients. Who was this man who dared, singlehanded, to challenge the entire world of Hellenism--embodied in Homer, Pindar, and Aeschylus, in Phidias, Pericles, Pythia, and Dionysus--which commands our highest reverence? Who was this daemon daring to pour out the magic philter in the dust? this demigod to whom the noblest spirits of mankind must call out:
You have shattered
The beautiful world
With brazen fist;
It falls, it is scattered.
[Goethe's Faust, lines 1607-11.]
We are offered a key to the mind of Socrates in that remarkable phenomenon known as his daimonion. In certain critical situations, when even his massive intellect faltered, he was able to regain his balance through the agency of a divine voice, which he heard only at such moments. The voice always spoke to dissuade. The instinctual wisdom of this anomalous character manifests itself from time to time as a purely inhibitory agent, ready to defy his rational judgment. Whereas in all truly productive men instinct is the strong, affirmative force and reason the dissuader and critic, in the case of Socrates the roles are reversed: instinct is the critic, consciousness the creator. Truly a monstrosity! Because of this lack of every mystical talent Socrates emerges as the perfect pattern of the non-mystic, in whom the logical side has become, through superfetation, as overdeveloped as has the instinctual side in the mystic. Yet it was entirely impossible for Socrates' logical impetus to turn against itself. In its unrestrained onrush it exhibited an elemental power such as is commonly found only in men of violent instincts, where we view it with awed surprise. Whoever in reading Plato has experienced the divine directness and sureness of Socrates' whole way of proceeding must have a sense of the gigantic driving wheel of logical Socratism, turning, as it were, behind Socrates, which we see through Socrates as through a shadow. That he himself was by no means unaware of this relationship appears from the grave dignity with which he stressed, even at the end and before his judges, his divine mission. It is as impossible to controvert him in this as it is to approve of his corrosive influence upon instinctual life. In this dilemma his accusers, when he was brought before the Athenian forum, could think of one appropriate form of punishment only, namely exile: to turn this wholly unclassifiable, mysterious phenomenon out of the state would have given posterity no cause to charge the Athenians with a disgraceful act. When finally death, not banishment, was pronounced against him, it seems to have been Socrates himself who, with complete lucidity of mind and in the absence of every natural fear of death, insisted on it. He went to his death with the same calm Plato describes when he has him leave the symposium in the early dawn, the last reveler, to begin a new day; while behind him on the benches and on the floor his sleepy companions go on dreaming of Socrates, the true lover. Socrates in his death became the idol of the young Athenian elite. The typical Hellenic youth, Plato, prostrated himself before that image with all the fervent devotion of his enthusiastic mind.
Let us now imagine Socrates' great Cyclops' eye--that eye which never glowed with the artist's divine frenzy--turned upon tragedy. Bearing in mind that he was unable to look with any pleasure into the Dionysian abysses, what could Socrates see in that tragic art which to Plato seemed noble and meritorious? Something quite abstruse and irrational, full of causes without effects and effects seemingly without causes, the whole texture so checkered that it must be repugnant to a sober disposition, while it might act as dangerous tinder to a sensitive and impressionable mind. We are told that the only genre of poetry Socrates really appreciated was the Aesopian fable. This he did with the same smiling complaisance with which honest Gellert sings the praise of poetry in his fable of the bee and the hen:
Poems are useful: they can tell
The truth by means of parable
To those who are not very bright.
The fact is that for Socrates tragic art failed even to "convey the truth," although it did address itself to those who were "a bit backward," which is to say to non-philosophers: a double reason for leaving it alone. Like Plato, he reckoned it among the beguiling arts which represent the agreeable, not the useful, and in consequence exhorted his followers to abstain from such unphilosophical stimulants. His success was such that the young tragic poet Plato burned all his writings in order to qualify as a student of Socrates. And while strong native genius might now and again manage to withstand the Socratic injunction, the power of the latter was still great enough to force poetry into entirely new channels.
A good example of this is Plato himself. Although he did not lag behind the naive cynicism of his master in the condemnation of tragedy and of art in general, nevertheless his creative gifts forced him to develop an art form deeply akin to the existing forms which he had repudiated. The main objection raised by Plato to the older art (that it was the imitation of an imitation and hence belonged to an even lower order of empiric reality) must not, at all costs, apply to the new genre; and so we see Plato intent on moving beyond reality and on rendering the idea which underlies it. By a detour Plato the thinker reached the very spot where Plato the poet had all along been at home, and from which Sophocles, and with him the whole poetic tradition of the past, protested such a charge. Tragedy had assimilated to itself all the older poetic genres. In a somewhat eccentric sense the same thing can be claimed for the Platonic dialogue, which was a mixture of all the available styles and forms and hovered between narrative, Iyric, drama, between prose and poetry, once again breaking through the old law of stylistic unity. The Cynic philosophers went even farther in that direction, seeking, by their utterly promiscuous style and constant alternation between verse and prose, to project their image of the "raving Socrates" in literature, as they sought to enact it in life. The Platonic dialogue was the lifeboat in which the shipwrecked older poetry saved itself, together with its numerous offspring. Crowded together in a narrow space, and timidly obeying their helmsman Socrates, they moved forward into a new era which never tired of looking at this fantastic spectacle. Plato has furnished for all posterity the pattern of a new art form, the novel, viewed as the Aesopian fable raised to its highest power; a form in which poetry played the same subordinate role with regard to dialectic philosophy as that same philosophy was to play for many centuries with regard to theology. This, then, was the new status of poetry, and it was Plato who, under the pressure of daemonic Socrates, had brought it about.
It is at this point that philosophical ideas begin to entwine themselves about art, forcing the latter to cling closely to the trunk of dialectic. The Apollinian tendency now appears disguised as logical schematism, just as we found in the case of Euripides a corresponding translation of the Dionysian affect into a naturalistic one. Socrates, the dialectical hero of the Platonic drama, shows a close affinity to the Euripidean hero, who is compelled to justify his actions by proof and counterproof, and for that reason is often in danger of forfeiting our tragic compassion. For who among us can close his eyes to the optimistic element in the nature of dialectics, which sees a triumph in every syllogism and can breathe only in an atmosphere of cool, conscious clarity? Once that optimistic element had entered tragedy, it overgrew its Dionysian regions and brought about their annihilation and, finally, the leap into genteel domestic drama Consider the consequences of the Socratic maxims: virtue is knowledge; all sins arise from ignorance; only the virtuous are happy"--these three basic formulations of optimism spell the death of tragedy. The virtuous hero must henceforth be a dialectician; virtue and knowledge, belief and ethics, be necessarily and demonstrably connected; Aeschylus' transcendental concept of justice be reduced to the brash and shallow principle of poetic justice with its regular deus ex machina.
What is the view taken of the chorus in this new Socratic optimistic stage world, and of the entire musical and Dionysian foundation of tragedy? They are seen as accidental features, as reminders of the origin of tragedy, which can well be dispensed with--while we have in fact come to understand that the chorus is the cause of tragedy and the tragic spirit. Already in Sophocles we find some embarrassment with regard to the chorus, which suggests that the Dionysian floor of tragedy is beginning to give way. Sophocles no longer dares to give the chorus the major role in the tragedy but treats it as almost on the same footing as the actors, as though it had been raised from the orchestra onto the scene. By so doing he necessarily destroyed its meaning, despite Aristotle's endorsement of this conception of the chorus. This shift in attitude, which Sophocles displayed not only in practice but also, we are told, in theory, was the first step toward the total disintegration of the chorus: a process whose rapid phases we can follow in Euripides, Agathon, and the New Comedy. Optimistic dialectics took up the whip of its syllogisms and drove music out of tragedy. It entirely destroyed the meaning of tragedy--which can be interpreted only as a concrete manifestation of Dionysian conditions, music made visible, an ecstatic dream world.
Since we have discovered an anti-Dionysian tendency antedating Socrates, its most brilliant exponent, we must now ask, "Toward what does a figure like Socrates point?" Faced with the evidence of the Platonic dialogues, we are certainly not entitled to see in Socrates merely an agent of disintegration. While it is clear that the immediate result of the Socratic strategy was the destruction of Dionysian drama, we are forced, nevertheless, by the profundity of the Socratic experience to ask ourselves whether, in fact, art and Socratism are diametrically opposed to one another, whether there is really anything inherently impossible in the idea of a Socratic artist?
It appears that this despotic logician had from time to time a sense of void, loss, unfulfilled duty with regard to art. In prison he told his friends how, on several occasions, a voice had spoken to him in a dream, saying "Practice music, Socrates!" Almost to the end he remained confident that his philosophy represented the highest art of the muses, and would not fully believe that a divinity meant to remind him of "common, popular music." Yet in order to unburden his conscience he finally agreed, in prison, to undertake that music which hitherto he had held in low esteem. In this frame of mind he composed a poem on Apollo and rendered several Aesopian fables in verse. What prompted him to these exercises was something very similar to that warning voice of his daimonion: an Apollinian perception that, like a barbarian king, he had failed to comprehend the nature of a divine effigy, and was in danger of offending his own god through ignorance. These words heard by Socrates in his dream are the only indication that he ever experienced any uneasiness about the limits of his logical universe. He may have asked himself: "Have I been too ready to view what was unintelligible to me as being devoid of meaning? Perhaps there is a realm of wisdom, after all, from which the logician is excluded? Perhaps art must be seen as the necessary complement of rational discourse?"
In the spirit of these last suggestive questions it must now be said how the influence of Socrates, down to the present moment and even into all future time, has spread over posterity like a shadow that keeps growing in the evening sun, and how it again and again prompts a regeneration of art--of art in the metaphysical, broadest and profoundest sense--and how its own infinity also guarantees the infinity of art.
Before this could be recognized, before the innermost dependence of every art on the Greeks, from Homer to Socrates, was demonstrated conclusively, we had to feel about these Greeks as the Athenians felt about Socrates. Nearly every age and stage of culture has at some time or other sought with profound irritation to free itself from the Greeks, because in their presence everything one has achieved oneself, though apparently quite original and sincerely admired, suddenly seemed to lose life and color and shriveled into a poor copy, even a caricature. And so time after time cordial anger erupts against this presumptuous little people that made bold for all time to designate everything not native as "barbaric." Who are they, one asks, who, though they display only an ephemeral historical splendor, ridiculously restricted institutions, dubious excellence in their mores, and are marked by ugly vices, yet lay claim to that dignity and pre-eminence among peoples which characterize genius among the masses? Unfortunately, no one was lucky enough to find the cup of hemlock with which one could simply dispose of such a character; for all the poison that envy, calumny, and rancor created did not suffice to destroy that self-sufficient splendor. And so one feels ashamed and afraid in the presence of the Greeks, unless one prizes truth above all things and dares acknowledge even this truth: that the Greeks, as charioteers, hold in their hands the reins of our own and every other culture, but that almost always chariot and horses are of inferior quality and not up to the glory of their leaders, who consider it sport to run such a team into an abyss which they themselves clear with the leap of Achilles.
In order to vindicate the dignity of such a leader's position for Socrates, too, it is enough to recognize in him a type of existence unheard of before him: the type of he theoretical man whose significance and aim it is our next task to try to understand. Like the artist, the theoretical man finds an infinite delight in whatever exists, and this satisfaction protects him against the practical ethics of pessimism with its Lyncaeus eyes that shine only in the dark. Whenever the truth is uncovered, the artist will always cling with rapt gaze to what still remains covering even after such uncovering; but the theoretical man enjoys and finds satisfaction in the discarded covering and finds the highest object of his pleasure in the process of an ever happy uncovering that succeeds through his own efforts.
There would be no science if it were concerned only with that one nude goddess and with nothing else. For in that case her devotees would have to feel like men who wanted to dig a hole straight through the earth, assuming that each of them realized that even if he tried his utmost, his whole life long, he would only be able to dig a very small portion of this enormous depth, and even that would be filled in again before his own eyes by the labors of the next in line, so a third person would seem to do well if he picked a new spot for his drilling efforts. Now suppose someone proved convincingly that the goal of the antipodes cannot be reached in this direct manner: who would still wish to go on working in these old depths, unless he had learned meanwhile to be satisfied with finding precious stones or discovering laws of nature?
Therefore Lessing, the most honest theoretical man, dared to announce that he cared more for the search after truth than for truth itself--and thus revealed the fundamental secret of science, to the astonishment, and indeed the anger, of the scientific community. ["If God had locked up all truth in his right hand, and in his left the unique, ever-live striving for truth, albeit with the addition that I should always and eternally err, and he said to me, 'Choose!'--I should humbly clasp his left hand, saying: 'Father, give! Pure truth is after all for thee alone!'"--Gotthold Ephraim Lessing (1729-81), Eine Duplik, 1778.] Beside this isolated insight, born of an excess of honesty if not of exuberance, there is, to be sure, a profound illusion that first saw the light of the world in the person of Socrates: the unshakable faith that thought, using the thread of logic, can penetrate the deepest abysses of being, and that thought is capable not only of knowing being but even of correcting it. This sublime metaphysical illusion accompanies science as an instinct and leads science again and again to its limits at which it must turn into art--which is really the aim of this mechanism.
With the torch of this thought in our hands, let us now look at Socrates: he appears to us as the first who could not only live, guided by the instinct of science, but also--and this is far more--die that way. Hence the image of the dying Socrates, as the human being whom knowledge and reasons have liberated from the fear of death, is the emblem that, above the entrance gate of science, reminds all of its mission--namely, to make existence appear comprehensible and thus justified; and if reasons do not suffice, myth had to come to their aid in the end--myth which I have just called the necessary consequence, indeed the purpose, of science.
Once we see clearly how after Socrates, the mystagogue of science, one philosophical school succeeds another, wave upon wave; how the hunger for knowledge reached a never-suspected universality in the widest domain of the educated world, became the real task for every person of higher gifts, and led science onto the high seas from which it has never again been driven altogether; how this universality first spread a common net of thought over the whole globe, actually holding out the prospect of the lawfulness of an entire solar system; once we see all this clearly, along with the amazingly high pyramid of knowledge in our own time--we cannot fail to see in Socrates the one turning point and vortex of so-called world history. For if we imagine that the whole incalculable sum of energy used up for this world tendency had been used not in the service of knowledge but for the practical, i.e., egoistic aims of individuals and peoples, then we realize that in that case universal wars of annihilation and continual migrations of peoples would probably have weakened the instinctive lust for life to such an extent that suicide would have become a general custom and individuals might have experienced the final remnant of a sense of duty when, like the inhabitants of the Fiji islands, they had strangled their parents and friends--a practical pessimism that might even have generated a gruesome ethic of genocide [Volkermord.] motivated by pity, and which incidentally is, and was, present in the world wherever art did not appear in some form--especially as religion and science--as a remedy and a preventive for this breath of pestilence.
By contrast with this practical pessimism, Socrates is the prototype of the theoretical optimist who, with his faith that the nature of things can be fathomed, ascribes to knowledge and insight the power of a panacea, while understanding error as the evil par excellence. To fathom the depths and to separate true knowledge from appearance and error, seemed to Socratic man the noblest, even the only truly human vocation. And since Socrates, this mechanism of concepts, judgments, and inferences has been esteemed as the highest occupation and the most admirable gift of nature, above all other capacities. Even the most sublime ethical deeds, the stirrings of pity, self-sacrifice, heroism, and that calm sea of the soul, so difficult to attain, which the Apollinian Greek called sophrosune, were derived from the dialectic knowledge by Socrates and his like-minded successors, down to the present, and accordingly designated as teachable.
Anyone who has ever experienced the pleasure of Socratic insight and felt how, spreading in ever-widening circles, it seeks to embrace the whole world of appearances, will never again find any stimulus toward existence more violent than the craving to complete this conquest and to weave the net impenetrably tight. To one who feels that way, the Platonic Socrates will appear as the teacher of an altogether new form of "Greek cheerfulness" and blissful affirmation of existence that seeks to discharge itself in actions--most often in maieutic and educational influences on noble youths, with a view to eventually producing a genius.
But science, spurred by its powerful illusion, speeds irresistibly towards its limits where its optimism, concealed in the essence of logic, suffers shipwreck. For the periphery of the circle of science has an infinite number of points; and while there is no telling how this circle could ever be surveyed completely, noble and gifted men nevertheless reach, e'er half their time and inevitably, such boundary points on the periphery from which one gazes into what defies illumination. When they see to their horror how logic coils up at these boundaries and finally bites its own tail--suddenly the new form of insight breaks through, tragic insight which, merely to be endured, needs art as a protection and remedy.
Our eyes strengthened and refreshed by our contemplation of the Greeks, let us look at the highest spheres of the world around us; then we shall see how the hunger for insatiable and optimistic knowledge that in Socrates appears exemplary has turned into tragic resignation and destitute need for art--while, to be sure, the same hunger on its lower levels can express itself in hostility to art and must particularly detest Dionysian-tragic art, as was illustrated earlier with the fight of Socratism against Aeschylean tragedy.
Here we knock, deeply moved, at the gates of present and future: will this "turning" lead to ever-new configurations of genius and especially of the Socrates who practices music? Will the net of art, even if it is called religion or science, that is spread over existence be woven even more tightly and delicately, or is it destined to be torn to shreds in the restless, barbarous, chaotic whirl that now calls itself "the present"?
Concerned but not disconsolate, we stand aside a little while, contemplative men to whom it has been granted to be witnesses of these tremendous struggles and transitions. Alas, it is the magic of these struggles that those who behold them must also take part and fight.
By this elaborate historical example we have sought to make clear how just as tragedy perishes with the evanescence of the spirit of music, it is only from this spirit that it can be reborn. Lest this assertion seem too strange, it may be well to disclose the origin of this insight by considering the analogous phenomena of our own time; we must enter into the midst of those struggles, which, as I have just said, are being waged in the highest spheres of our contemporary world between insatiable optimistic knowledge and the tragic need of art. In my examination I shall leave out of account all those other antagonistic tendencies which at all times oppose art, especially tragedy, and which now are again extending their triumphant sway to such an extent that of the theatrical arts only the farce and the ballet, for example, put forth their blossoms, which perhaps not everyone cares to smell, in rather rich luxuriance. I will speak only of the noblest opposition to the tragic world-conception--and by this I mean science, which is at bottom optimistic, with its ancestor Socrates at its head. A little later on I shall also name those forces which seem to me to guarantee a rebirth of tragedy--and perhaps other blessed hopes for the German genius!
Before we plunge into the midst of these struggles, let us array ourselves in the armor of the insights we have acquired. In contrast to all those who are intent on deriving the arts from one exclusive principle, as the necessary vital source of every work of art, I shall keep my eyes fixed on the two artistic deities of the Greeks, Apollo and Dionysus, and recognize in them the living and conspicuous representatives of two worlds of art differing in their intrinsic essence and in their highest aims. I see Apollo as the transfiguring genius of the principium individuationis through which alone the redemption in illusion is truly to be obtained; while by the mystical triumphant cry of Dionysus the spell of individuation is broken, and the way lies open to the Mothers of Being, to the innermost heart of things. This extraordinary contrast, which stretches like a yawning gulf between plastic art as the Apollinian, and music as the Dionysian art, has revealed itself to only one of the great thinkers, to such an extent that, even without this clue to the symbolism of the Hellenic divinities, he concedes to music a character and an origin different from all the other arts, because, unlike them, it is not a copy of the phenomenon, but an immediate copy of the will itself, and therefore complements everything physical in the world and every phenomenon by representing what is metaphysical, the thing in itself. (Schopenhauer, Welt als Wille und Vorstellung, I, p. 310.)
To this most important insight of aesthetics (with which, in the most serious sense, aesthetics properly begins), Richard Wagner, by way of confirmation of its eternal truth, affixed his seal, when he asserted in his Beethoven that music must be evaluated according to aesthetic principles quite different form those which apply to all plastic arts, and not, in general, according to the category of beauty; although an erroneous aesthetics, inspired by a mistaken and degenerate art, has, by virtue of the concept of beauty obtaining in the plastic domain, accustomed itself to demand of music an effect similar to that produced by works of plastic art, namely, the arousing of delight in beautiful forms. Having recognized this extraordinary contrast, I felt a strong need to approach the essence of Greek tragedy and, with it, the profoundest revelation of the Hellenic genius; for I at last thought that I possessed a charm to enable me--far beyond the phraseology of our usual aesthetics--to represent vividly to my mind the fundamental problem of tragedy; whereby I was granted such a surprising and unusual insight into the Hellenic character that it necessarily seemed to me as if our classical-Hellenic science that bears itself so proudly had thus far contrived to subsist mainly on shadow plays and externals.
Perhaps we may touch on this fundamental problem by asking: what aesthetic effect results when the essentially separate art-forces, the Apollinian and the Dionysian, enter into simultaneous activity? Or more briefly: how is music related to image and concept? Schopenhauer, whom Richard Wagner, with special reference to this point, praises for an unsurpassable clearness and clarity of exposition, expresses himself most thoroughly on the subject in the following passage which I shall cite here at full length (Welt als Wille und Vorstellung, I, p. 309): "according to all this, we may regard the phenomenal world, or nature, and music as two different expressions of the same thing, which is therefore itself the only medium of their analogy, so that a knowledge of it is demanded in order to understand that analogy. Music, therefore, if regarded as an expression of the world, is in the highest degree a universal language, which is related indeed to the universality of concepts, much as they are related to the particular things. Its, universality, however, is by no means that empty universality of abstraction, but of quite a different kind, and is united with thorough and distinct definiteness. In this respect it resembles geometrical figures and numbers, which are the universal forms of all possible objects of experience and applicable to them all a priori, and yet are not abstract but perceptible and thoroughly determinate. All possible efforts, excitements, and manifestations of will, all that goes on in the heart of man and that reason includes in the wide, negative concept of feeling, may be expressed by the infinite number of possible melodies, but always in the universal, in the mere form, without the material, always according to the thing-in-itself, not the phenomenon, the inmost soul, as it were, of the phenomenon without the body. This deep relation which music has to the true nature of all things also explains the fact that suitable music played to any scene, action, event, or surrounding seems to disclose to us its utmost secret meaning, and appears as the most accurate and distinct commentary upon it. This is so truly the case that whoever gives himself up entirely to the impression of a symphony, seems to see all the possible events of life and the world take place in himself; yet if he reflects, he can find no likeness between the music and the things that passed before his mind. For, as we have said, music is distinguished from all the other arts by the fact that it is not a copy of the phenomenon, or, more accurately, of the adequate objectivity of the will, but an immediate copy of the will itself, and therefore complements everything physical in the world and every phenomenon by representing what is metaphysical, the thing in itself. We might, therefore, just as well call the world embodied music as embodied will; and this is the reason why music makes every painting, and indeed every scene of real life and of the world, at once appear with higher significance, certainly all the more, in proportion as its melody is analogous to the inner spirit of the given phenomenon. Therefore we are able to set a poem to music as a song, or a visible representation as a pantomime, or both as an opera. Such particular pictures of human life, set to the universal language of music, are never bound to it or correspond to it with a stringent necessity; but they stand to it only in the relation of an example chosen at will to a general concept. In the determinateness of the real, they represent that which music expresses in the universality of mere form. For melodies are to a certain extent, like general concepts, an abstraction from the actual. This actual world, then, the world of particular things, affords the object of perception, the special and individual, the particular case, both to the universality of the concepts and to the universality of the melodies. But these two universalities are in a certain respect opposed to each other; for the concepts contain particulars only as the first forms abstracted from perception, as it were, the separated shell of things; thus they are, strictly speaking, abstracta: music, on the other hand, gives the inmost kernel which precedes all forms, or the heart of things. This relation may be very well expressed in the language of the schoolmen, by saying, the concepts are the universalia post rem, but music gives the univesralia ante rem, and the real world the universalia in re. But that in general a relation is possible between a composition and a visible representation rests, as we have said, upon the fact that both are simply different expressions of the same inner being of the world. When now, in the particular case, such a relation is actually given, that is to say, when the composer has been able to express in the universal language of music the stirrings of will which constitute the heart of an event, then the melody of the song, the music of the opera, is expressive. But the analogy discovered by the composer between the two must have proceeded from the direct knowledge of the nature of the world unknown to his reason, and must not be an imitation produced with conscious intention by means of concepts, otherwise the music does not express the inner nature, the will itself, but merely gives an inadequate imitation of its phenomenon. All truly imitative music does this."
According to the doctrine of Schopenhauer, therefore, we understand music as the immediate language of the will, and we feel our fancy stimulated to give form to this invisible and yet so actively stirred spirit-world which speaks to us, and we feel prompted to embody it in an analogous example. On the other hand, image and concept, under the influence of a truly corresponding music, acquires a higher significance. Dionysian art therefore is wont to exercise two kinds of influences on the Apollinian art faculty: music incites to the symbolic intuition of Dionysian universality, and music allows the symbolic image to emerge in its highest significance. From these facts, intelligible in themselves and not inaccessible to a more penetrating examination, I infer the capacity of music to give birth to myth (the most significant example), and particularly the tragic myth: the myth which expresses Dionysian knowledge in symbols. In the phenomenon of the lyrist, I have shown how music strives to express its nature in Apollinian images. If now we reflect that music at its highest stage must seek to attain also to its highest objectification in images, we must deem it possible that it also knows how to find the symbolic expression for its unique Dionysian wisdom; and where shall we seek for this expression if not in tragedy and, in general, in the conception of the tragic?
From the nature of art as it is usually conceived according to the single category of appearance and beauty, the tragic cannot honestly be deduced at all; it is only through the spirit of music that we can understand the joy involved in the annihilation of the individual. For it is only in particular examples of such annihilation that we are clearly the eternal phenomenon of Dionysian art, which gives expression to the will in its omnipotence, as it were, behind the principium individuationis, the eternal life beyond all phenomena, and despite all annihilation. The metaphysical joy in the tragic is a translation of the instinctive unconscious Dionysian wisdom into the language of images: the hero, the highest manifestation of the will, is negated for our pleasure, because he is only phenomenon, and because the eternal life of the will is not affected by his annihilation. "We believe in eternal life," exclaims tragedy; while music is the immediate idea of this life. Plastic art has an altogether different aim: here Apollo overcomes the suffering of the individual by the radiant glorification of the eternity of the phenomenon: here beauty triumphs over the suffering inherent in life; pain is obliterated by lies from the features of nature. In Dionysian art and its tragic symbolism the same nature cries to us with its true, undissembled voice: "Be as I am! Amid the ceaseless flux of phenomena I am the eternally creative primordial mother, eternally impelling to existence, eternally finding satisfaction in this change of phenomena!"
Dionysian art, too, wishes to convince us of the eternal joy of existence: only we are to seek this joy not in phenomena, but behind them. We are to recognize that all that comes into being must be ready for a sorrowful end; we are forced to look into the terrors of the individual existence--yet we are not to become rigid with fear: a metaphysical comfort tears us momentarily from the bustle of the changing figures. We are really for a brief moment primordial being itself, feeling its raging desire for existence and joy in existence; the struggle, the pain, the destruction of phenomena, now appear necessary to us, in view of the excess of countless forms of existence which force and push one another into life, in view of the exuberant fertility of the universal will. We are pierced by the maddening stings of these pains just when we have become, as it were, one with the infinite primordial joy in existence, and when we anticipate, in Dionysian ecstasy, the indestructibility and eternity of this joy. In spite of fear and pity, we are the happy living beings, not as individuals, but as the one living being, with whose creative joy we are united.
The history of the rise of Greek tragedy now tells us with luminous precision how the tragic art of the Greeks was really born of the spirit of music. With this conception we believe we have done justice for the first time to the primitive and astonishing significance of the chorus. At the same time, however, we must admit that the meaning of tragic myth set forth above never became clear in transparent concepts to the Greek poets, not to speak of the Greek philosophers: their heroes speak, as it were, more superficially than they act; the myth does not at all obtain adequate objectification in the spoken word. The structure of the scenes and the visual images reveal a deeper wisdom than the poet himself can put into words and concepts: the same is also observable in Shakespeare, whose Hamlet, for instance, similarly, talks more superficially than he acts, so that the previously mentioned lesson of Hamlet is to be deduced, not from his words, but from a profound contemplation and survey of the whole.
With respect to Greek tragedy, which of course presents itself to us only as word-drama, I have even intimated that the lack of congruity between myth and expression might easily lead us to regard it as shallower and less significant than it really is, and accordingly to attribute to it a more superficial effect than it must have had according to the testimony of the ancients: for how easily one forgets that what the word-poet did not succeed in doing, namely, attain the highest spiritualization and ideality of the myth, he might very well succeed in doing every moment as creative musician! To be sure, we are almost forced to construct for ourselves by scholarly research the superior power of the musical effect in order to experience something of the incomparable comfort which must have been characteristic of true tragedy. Even this musical superiority, however, would only have been felt by us had we been Greeks; for in the entire development of Greek music--as compared with the infinitely richer music known and familiar to us--we imagine we hear only the youthful song of the musical genius modestly intoned. The Greeks, as the Egyptian priests say, are eternal children, and in tragic art too they are only children who do not know what a sublime plaything originated in their hands and--was quickly demolished.
The striving of the spirit of music toward visual and mythical objectification, which increases from the beginnings of lyric poetry up to Attic tragedy, suddenly breaks off after attaining a luxuriant development, and disappears, as it were, from the surface of Hellenic art; while the Dionysian world view born of this striving lives on in the mysteries and, in its strangest metamorphoses and debasements, does not cease to attract serious natures. Will it not some day rise once again out of its mystic depths as art?
Here we are detained by the question, whether the power, by virtue of whose opening influence tragedy perished, has for all time sufficient strength to prevent the artistic reawakening of tragedy and the tragic world view. If ancient tragedy was diverted from its course by the dialectical desire for knowledge and the optimism of science, this fact might lead us to believe that there is an eternal conflict between the theoretic and the tragic world view; and only after the spirit of science has been pursued to its limits, and its claim to universal validity destroyed by the evidence of these limits may we hope for a rebirth of tragedy--a form of culture for which we should have to use the symbol of the music-practicing Socrates in the sense spoken of above [See Section 15]. In this contrast, I understand by the spirit of science the faith that first came to light in the person of Socrates--the faith in the explicability of nature and in knowledge as a panacea.
He who recalls the immediate consequences of this restlessly progressing spirit of science will realize at once that myth was annihilated by it, and that, because of this annihilation, poetry was driven like a homeless being from her natural ideal soil. If we have been right in assigning to music the power of again giving birth to myth, we may similarly expect to find the spirit of science on the path where it inimically opposes this mythopoeic power of music. This takes place in the development of the New Attic Dithyramb, the music of which no longer expressed the inner essence, the will itself, but only rendered the phenomenon inadequately, in an imitation by means of concepts. From this intrinsically degenerate music the genuinely musical natures turned away with the same repugnance that they felt for the art-destroying tendency of Socrates. The unerring instinct of Aristophanes was surely right when it included Socrates himself, the tragedy of Euripides, and the music of the New Dithyrambic poets in the same feeling of hatred, recognizing in all three phenomena the signs of a degenerate culture.
In this New Dithyramb, music is outrageously manipulated so as to be the imitative counterfeit of a phenomenon, for instance, of a battle or a storm at sea; and thus, of course, it has been utterly robbed of its mythopoeic power. For if it seeks to arouse pleasure only by impelling us to seek external analogies between a vital or natural process and certain rhythmical figures and characteristic sounds of music; if our understanding is to content itself with the perception of these analogies; we are reduced to a frame of mind which makes impossible any reception of the mythical; for the myth wants to be experienced vividly as a unique example of a universality and truth that gaze into the infinite. The truly Dionysian music presents itself as such a general mirror of the universal will: the vivid event refracted in this mirror expands at once for our consciousness to the copy of an external truth. Conversely, such a vivid event is at once divested of every mythical character by the tone-painting of the New Dithyramb; music now becomes a wretched cop of the phenomenon, and therefore infinitely poorer than the phenomenon itself. And through this poverty it still further reduces the phenomenon for our consciousness, so that now, for example, a musically imitated battle of this sort exhausts itself in marches, signal sounds, etc., and our imagination is arrested precisely by these superficialities. Tone-painting is thus in every respect the opposite of true music with its mythopoeic power: through it the phenomenon, poor in itself, is made still poorer, while through Dionysian music the individual phenomenon is enriched and expanded into an image of the world. It was a great triumph for the un-Dionysian spirit when, by the development of the New Dithyramb, it had estranged music from itself and reduced it to be the slave of phenomena. Euripides, who, though in a higher sense, must be considered a thoroughly unmusical nature, is for this very reason a passionate adherent of the New Dithyrambic Music, and with the liberality of a robber makes use of all its effective tricks and mannerisms.
In another direction also we see at work the power of this un-Dionysian myth-opposing spirit, when we turn our attention to the prevalence of character representation and psychological refinement in tragedy from Sophocles onward. The character must no longer be expanded into an eternal type, but, on the contrary, must develop individually through artistic subordinate traits and shadings, through the nicest precision of all lines, in such a manner that the spectator is in general no longer conscious of the myth, but of the vigorous truth to nature and the artist's imitative power. Here also we observe the victory of the phenomenon over the universal, and the delight in a unique, almost anatomical preparation; we are already in the atmosphere of a theoretical world, where scientific knowledge is valued more highly than the artistic reflection of a universal law.
The movement in the direction of character delineation proceeds rapidly: while Sophocles still portrays complete characters and employs myth for their refined development, Euripides already draws only prominent individual traits of character, which can express themselves in violent bursts of passion. In the New Attic Comedy, however, there are only masks with one expression: frivolous old men, duped panders, and cunning slaves, recurring incessantly. Where now is the mythopoeic spirit of music? What still remains of music is either excitatory or reminiscent music, that is, either a stimulant for dull and faded nerves, or tone-painting. As regards the former, it hardly matters about the text set to it: as soon as his heroes and choruses begin to sing, everything becomes pretty slovenly in Euripides; to what pass must things have come with his impertinent successors?
The new un-Dionysian spirit, however, reveals itself more plainly in the denouements of the new dramas. In the Old Tragedy one could sense at the end that metaphysical comfort without which the delight in tragedy cannot be explained at all. The reconciling tones from another world sound purest, perhaps, in the Oedipus at Colonus. Now that the genius of music has fled from tragedy, tragedy, strictly speaking, is dead: for from what source shall we now draw this metaphysical comfort? The new spirit, therefore, sought for an earthly resolution of the tragic dissonance. The hero, after being sufficiently tortured by fate, earned a well-deserved reward through a splendid marriage or tokens of divine favor. The hero had turned gladiator on whom, after he had been nicely beaten and covered with wounds, freedom was occasionally bestowed. The deus ex machina took the place of metaphysical comfort.
I will not say that the tragic world view was everywhere completely destroyed by this intruding un-Dionysian spirit: we only know that it had to flee from art into the underworld as it were, in the degenerate form of a secret cult. Over the widest extent of the Hellenic character, however, there raged the consuming blast of this spirit, which manifests itself in the form of "Greek cheerfulness," which we have already spoken of as a senile, unproductive love of existence. This cheerfulness stands opposed to the splendid "naivete" of the earlier Greeks, which, according to the characterization given above, must be conceived as the blossom of the Apollinian culture springing from a dark abyss, as the victory which the Hellenic will, through its mirroring of beauty, obtains over suffering and the wisdom of suffering.
The noblest manifestation of that other form of "Greek cheerfulness," the Alexandrian, is the cheerfulness of the theoretical man. It exhibits the same characteristic symptoms that I have just deduced from the spirit of the un-Dionysian: it combats Dionysian wisdom and art, it seeks to dissolve myth, it substitutes for a metaphysical comfort an earthly consonance, in fact, a deus ex machina of its own, the god of machines and crucibles, that is, the powers of the spirits of nature recognized and employed in the service of a higher egoism; it believes that it can correct the world by knowledge, guiding life by science, and actually confine the individual within a limited sphere of solvable problems, from which he can cheerfully say to life: "I desire you; you are worth knowing."
It is an eternal phenomenon: the insatiable will always find a way to detain its creatures in life and compel them to live on, by means of an illusion spread over things. One is chained by the Socratic love of knowledge and the delusion of being able thereby to heal the eternal wound of existence; another is ensnared by art's seductive veil of beauty fluttering before his eyes; still another by the metaphysical comfort that beneath the whirl of phenomena eternal life flows on indestructibly--to say nothing of the more vulgar and almost more powerful illusions which the will always has at hand. These three stages of illusion are actually designed only for the more nobly formed natures, who actually feel profoundly the weight and burden of existence, and must be deluded by exquisite stimulants into forgetfulness of their displeasure. All that we call culture is made up of these stimulants; and, according to the proportion of the ingredients, we have either a dominantly Socratic or artistic or tragic culture; or, if historical exemplifications are permitted, there is either an Alexandrian or a Hellenic or a Buddhistic culture.
Our whole modern world is entangled in the net of Alexandrian culture. It proposes as its ideal the theoretical man equipped with the greatest forces of knowledge, and laboring in the service of science, whose archetype and progenitor is Socrates. All our educational methods originally have this ideal in view: every other form of existence must struggle on laboriously beside it, as something tolerated, but not intended. In an almost alarming manner the culture man was for a long time found only in the form of the scholar: even our poetical arts have been forced to evolve from scholarly imitations, and in the main effect, that of rhyme, we still recognize the origin of our poetic form from artificial experiments with a nonindigenous, really scholarly language. How unintelligible must Faust, the modern cultured man, who is in himself intelligible, have appeared to a true Greek--Faust, storming unsatisfied through all the faculties, devoted to magic and the devil from a desire for knowledge; Faust, whom we have but to place beside Socrates for the purpose of comparison, in order to see that modern man is beginning to divine the limits of this Socratic love of knowledge and yearns for a coast in the wide waste of the ocean of knowledge. When Goethe on one occasion said to Eckermann with reference to Napoleon: "Yes, my good friend, there is also a productiveness of deeds," he reminded us in a charmingly naive manner that the nontheorist is something incredible and astounding to modern man; so that we again have need of the wisdom of Goethe to discover that such a surprising form of existence is not only comprehensible, but even pardonable.
Now we must not hide from ourselves what is concealed in the womb of this Socratic culture: optimism, with its delusion of limitless power. We must not be alarmed if the fruits of this optimism ripen--if society, leavened to the very lowest strata by this kind of culture, gradually begins to tremble with wanton agitations and desires, if the belief in the earthly happiness of all, if the belief in the possibility of such a general intellectual culture changes into the threatening demand for such an Alexandrian earthly happiness, into the conjuring up of a Euripidean deus ex machina.
Let us mark this well: the Alexandrian culture, to be able to exist permanently, requires a slave class, but with its optimistic view of life it denies the necessity of such a class, and consequently, when its beautifully seductive and tranquilizing utterances about the "dignity of man" and the "dignity of labor" are no longer effective, it gradually drifts toward a dreadful destruction. There is nothing more terrible than a class of barbaric slaves who have learned to regard their existence as an injustice, and now prepare to avenge, not only themselves, but all generations. In the face of such threatening storms, who dares to appeal with any confidence to our pale and exhausted religions, the very foundations of which have degenerated into scholarly religions? Myth, the necessary prerequisite of any religion, is already paralyzed everywhere, and even in this domain the optimistic spirit, which we have just designated as the germ of destruction in our society, has attained the mastery.
While the disaster gradually slumbering in the womb of theoretical culture gradually begins to frighten modern man, and he anxiously ransacks the stores of his experience for means to avert the danger, though he has no great faith in these means; while he, therefore, begins to divine the consequences of his situation--great men, universally gifted, have contrived, with an incredible amount of thought, to make use of the paraphernalia of science itself, to point out the limits and the relativity of knowledge generally, and thus to deny decisively the claim of science to universal validity and universal aims. And their demonstration diagnosed for the first time the illusory notion which pretends to be able to fathom the innermost essence of things with the aid of causality. The extraordinary courage and wisdom of Kant and Schopenhauer have succeeded in gaining the most difficult victory, the victory over the optimism concealed in the essence of logic--an optimism that is the basis of our culture. While this optimism, resting on apparently unobjectionable aeternae veritates [Eternal verities.], had believed that all the riddles of the universe could be known and fathomed, and had treated space, time, and causality as entirely unconditional laws of the most universal validity, Kant showed that these really served only to elevate the mere phenomenon, the work of maya, to the position of the sole and highest reality, as if it were the innermost and true essence of things, thus making impossible any knowledge of this essence or, in Schopenhauer's words, lulling the dreamer still more soundly asleep.
With this insight a culture is inaugurated that I venture to call a tragic culture. Its most important characteristic is that wisdom takes the place of science as the highest end--wisdom that, uninfluenced by the seductive distractions of the sciences, turns with unmoved eyes to a comprehensive view of the world, and seeks to grasp, with sympathetic feelings of love, the eternal suffering as its own.
Let us imagine a coming generation with such intrepidity of vision, with such a heroic penchant for the tremendous; let us imagine the bold stride of these dragon-slayers, the proud audacity with which they turn their back on all the weaklings' doctrines of optimism in order to "live resolutely" in wholeness and fullness: would it not be necessary for the tragic man of such a culture, in view of his self-education for seriousness and terror, to desire a new art, the art of metaphysical comfort, to desire tragedy as his own proper Helen, and to exclaim with Faust:
Should not my longing overleap the distance
And draw the fairest form into existence?
[From Goethe's Faust, lines 7438 ff.]
But now that the Socratic culture can only hold the scepter of its infallibility with trembling hands; now that it has been shaken from two directions--once by the fear of its own consequences which it at length begins to surmise, and again because it no longer has its naive confidence in the eternal validity of its foundation--it is a sad spectacle to see how the dance of its thought rushes longingly toward ever-new forms, to embrace them, and then, shuddering, lets them go suddenly as Mephistopheles does the seductive Lamiae [Faust, lines 7766 ff.]. It is certainly the sign of the "breach" of which everyone speaks as the fundamental malady of modern culture, that the theoretical man, alarmed and dissatisfied at his own consequences, no longer dares entrust himself to the terrible icy current of existence: he runs timidly up and down the bank. So thoroughly has he been pampered by his optimistic views that he no longer wants to have anything whole, with all of nature's cruelty attaching to it.. Besides, he feels that a culture based on the principles of science must be destroyed when it begins to grow illogical, that is, to retreat before its own consequences. Our art reveals this universal distress: in vain does one depend imitatively on all the great productive periods and natures; in vain does one accumulate the entire "world-literature" around modern man for his comfort; in vain does one place oneself in the midst of the art styles and artists of all ages, so that one may give names to them as Adam did to the beasts: one still remains externally hungry, the "critic" without joy and energy, the Alexandrian man, who is at bottom a librarian and corrector of proofs, and wretchedly goes blind from the dust of books and from printers' errors.
We cannot indicate the innermost modern content of this Socratic culture more distinctly than by calling it the culture of the opera: for it is in this department that this culture has expressed its aims and perceptions with special naivete, which is surprising when we compare the genesis of the opera and the facts of operatic development with the eternal truths of the Apollinian and Dionysian. I recall first of all the origin of the stilo rappresentativo [Representational style.] and the recitative. Is it credible that this thoroughly externalized operatic music, incapable of devotion, could be received and cherished with enthusiastic favor, as a rebirth, as it were, of all true music, by the very age in which had appeared the ineffably sublime and sacred music of Palestrina? And who, on the other hand, would think of making only the diversion-craving luxuriousness of those Florentine circles and the vanity of their dramatic singers responsible for the love of the opera which spread with such rapidity? That in the same age, even among the same people, this passion for a half-musical mode of speech should awaken alongside of the vaulted structure of Palestrina harmonics which all medieval Christendom had been building up, I can explain to myself only by a cooperating, extra-artistic tendency in the essence of the recitative.
The listener who insists on distinctly hearing the words under the music has his desire fulfilled by the singer in that the latter speaks rather than sings, intensifying the pathetic expression of the words by means of this half-song. By this intensification of the pathos he facilitates the understanding of the words and overcomes the remaining half of the music. The specific danger now threatening him is that in some unguarded moment he may stress the music unduly, which would immediately entail the destruction of the pathos of the speech and the distinctness of the words; while, on the other hand, he feels himself continually impelled to musical discharge and a virtuoso exhibition of his vocal talent. Here the "poet" comes to his aid, who knows how to provide him with abundant opportunities for lyrical interjections, repetitions of words and sentences, etc.--at which places the singer, now in the purely musical element, can rest himself without paying any attention to the words. This alternation of emotionally impressive speech which, however, is only half sung, with interjections which are wholly sung, an alternation characteristic of the stilo rappresentativo, this rapidly changing endeavor to affect now the concepts and imagination of the hearer, now his musical sense, is something so utterly unnatural and likewise so intrinsically contradictory both to the Apollinian and Dionysian artistic impulses, that one has to infer an origin of the recitative lying outside all artistic instincts. According to this description, the recitative must be defined as a mixture of epic and lyric delivery, not by any means as an intrinsically stable mixture, a state not to be attained in the case of such totally disparate elements, but as an entirely superficial mosaic conglutination, such as is totally unprecedented in the domain of nature and experience. But this was not the opinion of the inventors of the recitative: they themselves, together with their age, believed rather that the mystery of antique music has been solved by this stilo rappresentativo, in which, so they thought, was to be found the only explanation of the enormous influence of an Orpheus, an Amphion, and even of Greek tragedy. The new style was looked upon as the reawakening of the most effective music, ancient Greek music: indeed, in accordance with the universal and popular conception of the Homeric as the primitive world, they could abandon themselves to the dream of having descended once more into the paradisiacal beginnings of mankind, where music also must have had that unsurpassed purity, power, and innocence of which the poets, in their pastoral plays, could give such touching accounts. Here we can see into the innermost development of this thoroughly modern variety of art, the opera: art here responds to a powerful need, but it is a nonaesthetic need: the yearning for the idyllic, the faith in the primordial existence of the artistic and good man. The recitative was regarded as the rediscovered language of this primitive man; opera as the rediscovered country of this idyllically or heroically good creature, who simultaneously with every action follows a natural artistic impulse, who accomplishes his speech with a little singing, in order that he may immediately break forth into full song at the slightest emotional excitement.
It is now a matter of indifference to us that the humanists of the time combated the old ecclesiastical conception of man as inherently corrupt and lost, with this newly created picture of the paradisiacal artist: so that opera is to be understood as the opposition dogma of the good man, but may also, at the same time, provide a consolation for that pessimism which, owing to the frightful uncertainty of all conditions of life, attracted precisely the serious-minded men of the time. For us, it is enough to have perceived that the essential charm, and therefore the genesis, of this new art form lies in the gratification of an altogether nonaesthetic need, in the optimistic glorification of man as such, in the conception of the primitive man as the man naturally good and artistic--a principle of the opera that has gradually changed into a threatening and terrible demand which, in face of contemporary socialist movements, we can no longer ignore. The "good primitive man" wants his rights: what paradisiacal prospects!
Besides this I place another equally obvious confirmation of my view that opera is based on the same principles as our Alexandrian culture. Opera is the birth of the theoretical man, the critical layman, not of the artist: one of the most surprising facts in the history of all the arts. It was the demand of thoroughly unmusical hearers that before everything else the words must be understood, so that according to them a rebirth of music is to be expected only when some mode of singing has been discovered in which text-word lords it over counterpoint like master over servant. For the words, it is argued, are a much nobler than the accompanying harmonic system as the soul is nobler than the body.
It was in accordance with the laically unmusical crudeness of these views that the combination of music, image, and words was effected in the beginnings of the opera. In the spirit of this aesthetic the first experiments were made in the leading amateur circles of Florence by the poets and singers patronized there. The man incapable of art creates for himself a kind of art precisely because he is the inartistic man as such. Because he does not sense the Dionysian depth of music, he changes his musical taste into an appreciation of the understandable word-and-tone-rhetoric of the passions in the stilo rappresentativo, and into the voluptuousness of the arts of song. Because he is unable to behold a vision, he forces the machinist and the decorative artist into his service. Because he cannot comprehend the true nature of the artist, he conjures up the "artistic primitive man" to suit his taste, that is, the man who sings and recites verses under the influence of passion. He dreams himself back into a time when passion sufficed to generate songs and poems; as if emotion had ever been able to create anything artistic.
The premise of the opera is a false belief concerning the artistic process: the idyllic belief that every sentient man is an artist. This belief would make opera the expression of the taste of the laity in art, dictating their laws with the cheerful optimism of the theoretical man.
Should we desire to combine the two conceptions that have just been shown to have influenced the origin of opera, it would merely remain for us to speak of an idyllic tendency of the opera. In this connection we need only avail ourselves of the expressions and explanation of Schiller. Nature and the ideal, he says, are either objects of grief, when the former is represented as lost, the latter unattained; or both are objects of joy, in that they are represented as real. The first case furnishes the elegy in its narrower signification, the second the idyll in its widest sense.
Here we must at once call attention to the common characteristic of these two conceptions in the genesis of opera, namely, that in them the ideal is not felt as unattained or nature as lost. This sentiment supposes that there was a primitive age of man when he lay close to the heart of nature, and, owing to this naturalness, had at once attained the ideal of mankind in a paradisiacal goodness and artistry. From this perfect primitive man all of us were supposed to be descended. We were even supposed to be faithful copies of him; only we had to cast off a few things in order to recognize ourselves once more as this primitive man, on the strength of a voluntary renunciation of a superficial learnedness, of superabundant culture. It was to such a concord of nature and the ideal, to an idyllic reality, that the cultured Renaissance man let himself be led back by his operatic imitation of Greek tragedy. He mad use of this tragedy as Dante made use of Vergil, in order to be conducted to the gates of paradise; while from this point he continued unassisted and passed over from an imitation of the highest Greek art-form to a "restoration of all things," to an imitation of man's original art-world. What a cheerful confidence there is about these daring endeavors, in the very heart of theoretical culture!--solely to be explained by the comforting belief, that "man-in-himself" is the eternally virtuous hero of the opera, the eternally piping or singing shepherd, who must always in the end rediscover himself as such, should he ever at any time really lost himself; to be considered solely as the fruit of that optimism, which here rises like a sweetishly seductive column of vapor from the depth of the Socratic world view.
Therefore, the features of the opera do not by any means exhibit the elegiac sorrow of an eternal loss, but rather the cheerfulness of eternal rediscovery, the comfortable delight in an idyllic reality which one can at least always imagine as real. But in this process one may some day grasp the fact that this supposed reality is nothing but a fantastically silly dawdling, at which everyone who could judge it by the terrible seriousness of true nature, and compare it with actual primitive scenes of the beginnings of mankind, would be impelled to call out, nauseated: Away with the phantom!
Nevertheless, it would be a mistake to imagine that it is possible merely by a vigorous shout to frighten away such a playful thing as the opera, as if it were a specter. He who would destroy the opera must take up the struggle against Alexandrian cheerfulness, which expresses itself so naively in opera concerning its favorite idea. Indeed, opera is its specific form of art. But what may art itself expect form the operation of an art form whose beginnings lie entirely outside of the aesthetic province and which has stolen over from a half-moral sphere into the artistic domain, deceiving us only occasionally about its hybrid origin? By what sap is this parasitic opera nourished, if not by that of true art? Must we not suppose that the highest, and, indeed, the truly serious task of art--to save the eye from gazing into the horrors of night and to deliver the suspect by the healing balm of illusion from the spasms of the agitations of the will--must degenerate under the influence of its idyllic seductions and Alexandrian flatteries to become an empty and merely distracting diversion? What will become of the eternal truths of the Dionysian and Apollinian when the styles are mixed in this fashion, as I have shown to be the essence of the stilo rappresentativo? A style in which music is regarded as the servant, the text as the master, where music is compared with the body, the text with the soul? where at best the highest aim will be directed toward a paraphrastic tone-painting, just as formerly in the New Attic Dithyramb? where music is completely alienated from its true dignity as the Dionysian mirror of the world, so that the only thing left to it, as the slave of phenomena, is to imitate the formal character of phenomena, and to arouse a superficial pleasure in the play of lines and proportions. Closely observed, this fatal influence of the opera on music is seen to coincide exactly with the universal development of modern music; the optimism lurking in the genesis of the opera and in the character of the culture thereby represented, has, with alarming rapidity, succeeded in divesting music of its Dionysian-cosmic mission and impressing on it a playfully formal and pleasurable character: a change comparable to the metamorphosis of the Aeschylean man into the cheerful Alexandrian.
If, however, in the exemplification here indicated, we have rightly associated the disappearance of the Dionysian spirit with a most striking, but hitherto unexplained, transformation and degeneration of the Hellenic man--what hopes must revive in us when the most certain auspices guarantee the reverse process, the gradual awakening of the Dionysian spirit in our modern world! It is impossible that the divine strength of Herakles should languish forever in ample bondage to Omphale [A queen of Lydia by whom Herakles claimed to have been detained for a year of bondage.]. Out of the Dionysian root of the German spirit a power has arisen which, having nothing in common with the primitive conditions of Socratic culture, can neither be explained nor excused by it, but which is rather felt by this culture as something terribly inexplicable and overwhelmingly hostile--German music as we must understand it, particularly in its vast solar orbit from Bach to Beethoven, from Beethoven to Wagner.
Even under the most favorable circumstances what can the knowledge-craving Socratism of our days do with this demon rising from unfathomable depths? Neither by means of the flourishes and arabesques of operatic melody, nor with the aid of the arithmetical counting board of fugue and contrapuntal dialectic is the formula to be found by whose thrice-powerful light one might subdue this demon and compel it to speak. What a spectacle, when our latter-day aestheticians, with a net of "beauty" peculiar to themselves, pursue and clutch at the genius of music whirling before display activities which are not to be judged by the standard of eternal beauty any more than by the standard of the sublime. Let us but observe these patrons of music at close range, as they really are, indefatigably crying: "Beauty! beauty!" Do they really bear the stamp of nature's darling children who are fostered and nourished at the breast of the beautiful, or are they not rather seeking a mendacious cloak for their own coarseness, an aesthetical pretext for their insensitive sobriety; here I am thinking of Otto Jahn, for example [Professor of classical philology at Bonn.]. But let the liar and the hypocrite beware of German music: for amid all our culture it is really the only genuine, pure, and purifying fire-spirit from which and toward which, as in the teaching of the great Heraclitus of Ephesus, all things move in a double orbit: all that we now call culture, education, civilization, must some day appear before the unerring judge, Dionysus.
Let us recollect further that Kant and Schopenhauer made it possible for the spirit of German philosophy, streaming from similar sources, to destroy scientific Socratism's complacent delight in existence by establishing its boundaries; how through this delimitation was introduced an infinitely profounder and more serious view of ethical problems and of art, which we may designate as Dionysian wisdom comprised in concepts. To what then does the mystery of this oneness of German music and philosophy point if not to a new form of existence, concerning whose character we can only inform ourselves by surmise from Hellenic analogies? For to us who stand on the boundary line between two different forms of existence, the Hellenic prototype retains this immeasurable value, that all these transitions and struggles are imprinted upon it in a classically instructive form; except that we, as it were, pass through the chief epochs of the Hellenic genius, analogically in reverse order, and seem now, for instance, to be passing backward from the Alexandrian age to the period of tragedy. At the same time we have the feeling that the birth of a tragic age simply means a return to itself of the German spirit, a blessed self-rediscovery after powerful intrusive influences had for a long time compelled it, living as it did in a helpless and unchaste barbarism, to servitude under their form. Now at last, upon returning to the primitive source of its being, it may venture to stride along boldly and freely before the eyes of all nations without being attached to the lead strings of a Romanic civilization; if only it can learn constantly from one people--the Greeks, from whom to be able to learn at all itself is a high honor and a rare distinction. And when were we in greater need of these highest of all teachers than at present, when we are experiencing a rebirth of tragedy and are in danger alike of not knowing whence it comes and of being unable to make clear to ourselves whither it tends?
Some day, before an impartial judge, it may be decided in what time and in what men the German spirit has s far striven most resolutely to learn from the Greeks; and if we confidently assume that this unique praise must be accorded to the noblest intellectual efforts of Goethe, Schiller, and Winckelmann, we should certainly have to add that since their time and the more immediate consequences of their efforts, the endeavor to attain to culture and to the Greeks on the same path has grown incomprehensibly feebler and feebler. That we may not despair utterly of the German spirit, must we not conclude that, in some essential manner, even these champions did not penetrate into the core of the Hellenic nature, to establish a permanent alliance between German and Greek culture? So an unconscious recognition of this shortcoming may have prompted the disheartening doubt, even in very serious people, whether after such predecessors they could possibly advance further on this path of culture or could reach the goal at all. Accordingly, we see that opinions concerning the value if the Greeks for education have been degenerating in the most alarming manner since that time. Expressions of compassionate condescension may be heard in the most varied camps of the spirit--and of lack of spirit. Elsewhere, ineffectual rhetoric plays with the phrases "Greek harmony," "Greek beauty," "Greek cheerfulness." And those very circles whose dignified task it might be to draw indefatigably from the Greek reservoir for the good of German culture, the teachers of the higher educational institutions, have learned best to come to terms with the Greeks easily and in good time, often by skeptically abandoning the Hellenic ideal and completely perverting the true purpose of antiquarian studies. Whoever in these circles has not completely exhausted himself in his endeavor to be a dependable corrector of old texts or a linguistic microscopist who apes natural history is probably trying to assimilate Greek antiquity "historically," along with other antiquities, at any rate according to the method and with the supercilious airs of our present cultured historiography.
The cultural power of our higher educational institutions has perhaps never been lower or feebler than at present. The "journalist," the paper slave of the day, triumphs over the professor in all matters pertaining to culture; and nothing remains to the latter but the metamorphosis, often experienced by now, of fluttering also like a cheerful cultured butterfly, with the "light elegance" peculiar to this sphere, employing the journalist's style. In what painful confusion must the cultured class of such a period gaze at the phenomenon which perhaps is to be comprehended analogically only by means of the profoundest principle of the hitherto unintelligible Hellenic genius--the phenomenon of the reawakening of the Dionysian spirit and the rebirth of tragedy?
There has never been another period in the history of art in which so-called culture and true art have been so estranged and opposed as we may observe them to be at present. We can understand why so feeble a culture hates true art; it fears destruction from its hands. But has not an entire cultural form, namely, the Socratic-Alexandrian, exhausted itself after culminating in such a daintily tapering point as our present culture? If heroes like Goethe and Schiller could not succeed in breaking open the enchanted gate which leads into the Hellenic magic mountain; if with their most dauntless striving they could not go beyond the longing gaze which Goethe's Iphigenia casts from barbaric Tauris to her home across the ocean, what could the epigones of such heroes hope for--unless, amid the mystic tones of reawakened tragic music, the gate should open for them suddenly of its own accord, from an entirely different side, quite overlooked in all previous cultural endeavors.
Let no one try to blight our faith in a yet-impending rebirth of Hellenic antiquity; for this alone gives us hope for a renovation and purification of the German spirit through the fire magic of music. What else could we name that might awaken any comforting expectations for the future in the midst of the desolation and exhaustion of contemporary culture? In vain we look for a single vigorously developed root, for a spot of fertile and healthy soil: everywhere there is dust and sand; everything has become rigid and languishes. One who is disconsolate and lonely could not choose a better symbol than the knight with death and devil, as Durer has drawn him for us, the armored knight with the iron, hard look, who knows how to pursue his terrible path, undeterred by his gruesome companions, and yet without hope, alone with his horse and dog. Our Schopenhauer was such a Durer knight; he lacked all hope, but he desired truth. He has no peers.
But how suddenly the desert of our exhausted culture, just described in such gloomy terms, is changed when it is touched by the Dionysian magic! A tempest seizes everything that has outlived itself, everything that is decayed, broken, and withered, and, whirling, shrouds it in a cloud of red dust to carry it into the air like a vulture. Confused, our eyes look after what has disappeared; for what they see has been raised as from a depression into golden light, so full and green, so amply alive, immeasurable and full of yearning. Tragedy is seated amid this excess of life, suffering, and pleasure, in sublime ecstasy, listening to a distant melancholy song that tells of the mothers of being whose names are: Delusion, Will, Woe.
Yes, my friends, believe with me in Dionysian life and the rebirth of tragedy. The age of the Socratic man is over; put on wreaths of ivy, put the thyrsus into your hand, and do not be surprised when tigers and panther lie down, fawning, at your feet. Only dare to be tragic men; for you are to be redeemed. You shall accompany the Dionysian pageant from India to Greece. Prepare yourselves for hard strife, but believe in the miracles of your god.
Returning from these hortatory tones to the mood befitting contemplation, I repeat that we can learn only from the Greeks what such an almost miraculously sudden awakening of tragedy means for the innermost life ground of a people. It is the people of the tragic mysteries that fights the battles against the Persians; and the people that fought these wars in turn needs tragedy as a necessary potion to recover. Who would have supposed that precisely this people, after it had been deeply agitated through several generations by the strongest spasms of the Dionysian demon, should still have been capable of such a uniformly vigorous effusion of the simplest political feeling, the most natural patriotic instincts, and original manly desire to fight? After all, one feels in every case in which Dionysian excitement gains any significant extent how the Dionysian liberation from the fetters of the individual finds expression first of all in a diminution of, in indifference to, indeed, in hostility to, the political instincts. Just as certainly, Apollo who forms states is also the genius of the principium individuationis, and state and patriotism cannot live without an affirmation of the individual personality. But from orgies a people can take one path only, the path to Indian Buddhism, and in order that this may be endurable at all with its yearning for the nothing, it requires these rare ecstatic states with their elevation above space, time, and the individual. These states in turn demand a philosophy that teaches men how to overcome by the force of an idea the indescribable displeasure of the states that lie between. Where the political drives are taken to be absolutely valid, it is just as necessary that a people should go to the path toward the most extreme secularization whose most magnificent but also most terrifying expression may be found in the Roman imperium.
Placed between India and Rome, and pushed toward a seductive choice, the Greeks succeeded in inventing a third form, in classical purity--to be sure, one they did not long use themselves, but one that precisely for that reason gained immortality. For that the favorites of the gods die early, is true in all things; but it is just as certain that they then live eternally with the gods. After all, one should not demand of what is noblest of all that it should have the durable toughness of leather. That staunch perseverance which characterized, for example, the national instincts of the Romans, probably does not belong among the necessary predicates of perfection. But let us ask by means of what remedy it was possible for the Greeks during their great period, in spite of the extraordinary strength of their Dionysian and political instincts, not to exhaust themselves either in ecstatic brooding or in a consuming chase after worldly power and worldly honor, but rather to attain that splendid mixture which resembles a noble wine in making one feel fiery and contemplative at the same time. Here we must think clearly of the tremendous power that stimulated, purified, and discharged the whole life of the people: tragedy. We cannot begin to sense its highest value until it confronts us, as it did the Greeks, as the quintessence of all prophylactic powers of healing, as the mediator that worked among the strongest and in themselves most fatal qualities of the people.
Tragedy absorbs the highest ecstasies of music, so that it truly brings music, both among the Greeks and among us, to its perfection; but then it places the tragic myth and the tragic hero next to it, and he, like a powerful Titan, takes the whole Dionysian world upon his back and thus relieves us of this burden. On the other hand, by means of the same tragic myth, in the person of the tragic hero; it knows how to redeem us from the greedy thirst for this existence, and with an admonishing gesture it reminds us of another existence and a higher pleasure for which the struggling hero prepares himself by means of his destruction, not by means of his triumphs. Between the universal validity of its music and the listener, receptive in his Dionysian state, tragedy places a sublime parable, the myth, and deceives the listener into feeling that the music is merely the highest means to bring life into the vivid world of myth. Relying on this noble deception, it may now move its limbs in dithyrambic dances and yield unhesitatingly to an ecstatic feeling of freedom in which it could not dare to wallow as pure music without this deception. The myth protects us against the music, while on the other hand it alone gives music the highest freedom. In return, music imparts to the tragic myth an intense and convincing metaphysical significance that word an image without this singular help could never have attained. And above all, it is through music that the tragic spectator is overcome by an assured premonition of a highest pleasure attained through destruction and negation, so he feels as if the innermost abyss of things spoke to him perceptibly.
If these last sentences have perhaps managed to give only a preliminary expression to these difficult ideas and are immediately intelligible only to few, I nevertheless may not desist at this point from trying to stimulate my friends to further efforts and must ask them to use a single example of our common experience in order to prepare themselves for a general insight. In giving this example, I must not appeal to those who use the images of what happens on the stage, the words and emotions of the acting persons, in order to approach with their help the musical feeling; for these people do not speak music as their mother tongue and, in spite of this help, never get beyond the entrance halls of musical perception, without ever being able to as much as touch the inner sanctum. Some of them, like Gervinus [G. G. Gervinus, author of Shakespeare, and Shakespeare Commentaries], do not even reach the entrance halls. I must appeal only to those who, immediately related to music, have in it, as it were, their motherly womb, and are related to things almost exclusively through unconscious musical relations. To these genuine musicians I direct the question whether they can imagine a human being who would be able to perceive the third act of Tristan and Isolde, without any aid of word and image, purely as a tremendous symphonic movement, without expiring in a spasmodic unharnessing of all the wings of the soul?
Suppose a human being has thus put his ear, as it were, to the heart chamber of the world will and felt the roaring desire for existence pouring from there into all the veins of the world, as a thundering current or as the gentlest brook, dissolving into a mist--how could he fail to break suddenly? How could he endure to perceive the echo of innumerable shouts of pleasure and woe in the "wide space of the world night," enclosed in the wretched glass capsule of the human individual, without inexorably fleeing toward his primordial home, as he hears this shepherd's dance of metaphysics? But if such a work could nevertheless be perceived as a whole, without denial of individual existence; if such a creation could be created without smashing its creator--whence do we take the solution of such a contradiction?
Here the tragic myth and the tragic hero intervene between our highest musical emotion and this music--at bottom only as symbols of the most universal facts, of which only music can speak so directly. But if our feelings were those of entirely Dionysian beings, myth as a symbol would remain totally ineffective and unnoticed, and would never for a moment keep us from listening to the re-echo of the universalia ante rem [The universals before the thing.]. Yet here the Apollinian power erupts to restore the almost shattered individual with the healing balm of blissful illusion: suddenly we imagine we see only Tristan, motionless, asking himself dully: "The old tune, why does it wake me?" And what once seemed to us like a hollow sigh from the core of being now merely wants to tell us how "desolate and empty the sea." And where, breathless, we once thought we were being extinguished in a convulsive distention of all feelings, and little remained to tie us to our present existence, we now hear and see only the hero wounded to death, yet not dying, with his despairing cry: "Longing! Longing! In death still longing! for very longing not dying!" And where, formerly after such an excess and superabundance of consuming agonies, the jubilation of the horn cut through our hearts almost like the ultimate agony, the rejoicing Kurwenal now stands between us and this "jubilation in itself," his face turned toward the ship which carries Isolde. However powerfully pity affects us, it nevertheless saves us in a way from the primordial suffering of the world, just as the symbolic image of the myth saves us from the immediate perception of the highest world-idea, just as thought and word save us from the uninhibited effusion of the unconscious will. The glorious Apollinian illusion makes it appear as if even the tone world confronted us as a sculpted world, as if the fate of Tristan and Isolde had been formed and molded in it, too, as in an exceedingly tender and expressive material.
Thus the Apollinian tears us out of the Dionysian universality and lets us find delight in individuals; it attaches our pity to them, and by means of them it satisfies our sense of beauty which longs for great and sublime forms; it presents images of life to us, and incites us to comprehend in thought the core of life they contain. With the immense impact of the image, the concept, the ethical teaching, and the sympathetic emotion, the Apollinian tears man from his orgiastic self-annihilation and blinds him to the universality of the Dionysian process, deluding him into the belief that he is seeing a single image of the world (Tristan and Isolde, for instance), and that, through music, he is merely supposed to see it still better and more profoundly. What can the healing magic of Apollo not accomplish when it can even create the illusion that the Dionysian is really in the service of the Apollinian and capable of enhancing its effects--as if music were essentially the art of presenting an Apollinian content?
By means of the pre-established harmony between perfect drama and its music, the drama attains a superlative vividness unattainable in mere spoken drama. In the independently moving lines of the melody all the living figures of the scene simplify themselves before us to the distinctness of curved lines, and the harmonies of these lines sympathize in a most delicate manner with the events on the stage. These harmonies make the relations of things immediately perceptible to us in a sensuous, by no means abstract manner, and thus we perceive that it is only in these relations that the essence of a character and of a melodic line is revealed clearly. And while music thus compels us to see more and more profoundly than usual, and we see the action on the stage as a delicate web, the world of the stage is expanded infinitely and illuminated for our spiritualized eye. How could a word-poet furnish anything analogous, when he strives to attain this internal expansion and illumination of the visible stage-world by means of a much more imperfect mechanism, indirectly, proceeding from word and concept? Although musical tragedy also avails itself of the word, it can at the same time place beside it the basis and origin of the word, making the development of the word clear to us, from the inside.
Concerning the process just described, however, we may still say with equal assurance that it is merely a glorious appearance, namely, the aforementioned Apollinian illusion whose influence aims to deliver us from the Dionysian flood and excess. For, at bottom, the relation of music to drama is precisely the reverse: music is the real idea of the world, drama is but the reflection of this idea, a single silhouette of it. The identity between the melody and the living figure, between the harmony and the character relations of that figure, is true in a sense opposite to what one would suppose on the contemplation of musical tragedy. Even if we agitate and enliven the figure in the most visible manner, and illuminate it from within, it still remains merely a phenomenon from which no bridge leads us to true reality, into the heart of the world. But music speaks out of this heart; and though countless phenomena of the kind were to accompany this music, they could never exhaust its essence, but would always be nothing more than its externalized copies.
As for the intricate relationship of music and drama, nothing can be explained, while everything may be confused, by the popular and thoroughly false contrast of soul and body; but the unphilosophical crudeness of this contrast seems to have become--who knows for what reasons--a readily accepted article of faith among our aestheticians, while they have learned nothing of the contrast of the phenomenon and the thing-in-itself--or, for equally unknown reasons, have not cared to learn anything about it.
Should our analysis have established that the Apollinian element in tragedy has by means of its illusion gained a complete victory over the primordial Dionysian element of music, making music subservient to its aims, namely, to make the drama as vivid as possible--it would certainly be necessary to add a very important qualification: at the most essential point this Apollinian illusion is broken and annihilated. The drama that, with the aid of music, unfolds itself before us with such inwardly illumined distinctness in all its movements and figures, as if we saw the texture coming into being on the loom as the shuttle flies to and fro--attains as a whole an effect that transcends all Apollinian artistic effects. In the total effect of tragedy, the Dionysian predominates once again. Tragedy closes with a sound which could never come from the realm of Apollinian art. And thus the Apollinian illusion reveals itself as what it really is--the veiling during the performance of the tragedy of the real Dionysian effect; but the latter is so powerful that it ends by forcing the Apollinian drama itself into a sphere where it begins to speak with Dionysian wisdom and even denies itself and its Apollinian visibility. Thus the intricate relation of the Apollinian and the Dionysian in tragedy may really be symbolized by a fraternal union of the two deities: Dionysus speaks the language of Apollo; and Apollo, finally the language of Dionysus and so the highest goal of tragedy and of all art is attained.
Let the attentive friend imagine the effect of a true musical tragedy purely and simply, as he knows it from experience. I think I have so portrayed the phenomenon of this effect in both its phases that he can now interpret his own experiences. For he will recollect how with regard to the myth which passed in front of him, he felt himself exalted to a kind of omniscience, as if his visual faculty were no longer merely a surface faculty but capable of penetrating into the interior, and as if he now saw before him, with the aid of music, the waves of the will, the conflict of motives, and the swelling flood of the passions, sensually visible, as it were, like a multitude of vividly moving lines and figures; and he felt he could dip into the most delicate secrets of unconscious emotions. While he thus becomes conscious of the highest exaltation of his instincts for clarity and transfiguration, he nevertheless feels just as definitely that this long series of Apollinian artistic effects still does not generate that blessed continuance in will-less contemplation which the plastic artist and the epic poet, that is to say, the strictly Apollinian artists, evoke in him with their artistic productions: to wit, the justification of the world of the individuatio attained by this contemplation--which is the climax and essence of Apollinian art. He beholds the transfigured world of the stage and nevertheless denies it. He sees the tragic hero before him in epic clearness and beauty, and nevertheless rejoices in his annihilation. He comprehends the action deep down, and yet likes to flee into the incomprehensible. He feels the actions of the hero to be justified, and is nevertheless still more elated when these actions annihilate their agent. He shudders at the sufferings which will befall the hero, and yet anticipates in them a higher, much more overpowering joy. He sees more extensively and profoundly than ever, and yet wishes he were blind.
How must we derive this curious internal bifurcation, this blunting of the Apollinian point, if not from the Dionysian magic that, though apparently exciting the Apollinian emotions to their highest pitch, still retains the power to force into its service his excess of Apollinian force?
The tragic myth is to be understood only as a symbolization of Dionysian wisdom through Apollinian artifices. The myth leads the world of phenomena to its limits where it denies itself and seeks to flee back again into the womb of the true and only reality, where it then seems to commence its metaphysical swansong, like Isolde:
In the rapture ocean's
in the fragrance waves'
in the world breath's
to drown, to sink--
Thus we use the experiences of the truly aesthetic listener to bring to mind the tragic artist himself as he creates his figures like a fecund divinity of individuation (so his work can hardly be understood as an "imitation of nature") and as his vast Dionysian impulse then devours his entire world of phenomena, in order to let us sense beyond it, and through its destruction, the highest artistic primal joy, in the bosom of the primordially One. Of course our aestheticians have nothing to say about this return to the primordial home, or the fraternal union of the two art-deities, nor of the excitement of the hearer which is Apollinian as well as Dionysian; but they never tire of characterizing the struggle of the hero with fate, the triumph of the moral world order, or the purgation of the emotions through tragedy, as the essence of the tragic. And their indefatigability makes me think that perhaps they are not aesthetically sensitive at all, but react merely as moral beings when listening to a tragedy.
Never since Aristotle has an explanation of the tragic effect been offered from which aesthetic states or an aesthetic activity of the listener could be inferred. Now the serious events are supposed to prompt pity and fear to discharge themselves in a way that relieves us; now we are supposed to feel elevated and inspired by the triumph of good and noble principles, at the sacrifice of the hero in the interest of a moral vision of the universe. I am sure that for countless men precisely this, and only this, is the effect of tragedy, but it plainly follows that all these men, together with their interpreting aestheticians, have had no experience of tragedy as a supreme art.
The pathological discharge, the catharsis of Aristotle, of which philologists are not sure whether it should be included among medical or moral phenomena, recalls a remarkable notion of Goethe's. "Without a lively pathological interest," he says, "I, too, have never yet succeeded in elaborating a tragic situation of any kind, and hence I have rather avoided than sought it. Can it perhaps have been yet another merit of the ancients that the deepest pathos was with them merely aesthetic play, while with us the truth of nature must cooperate in order to produce such a work?"
We can now answer this profound final question in the affirmative after our glorious experiences, having found to our astonishment that the deepest pathos can indeed be merely aesthetic play in the case of musical tragedy. Therefore we are justified in believing that now for the first time the primal phenomenon of the tragic can be described with some degree of success. Anyone who still persists in talking only of those vicarious effects proceeding from extra-aesthetic spheres, and who does not feel that he is above the pathological-moral process, should despair of his aesthetic nature: should we recommend to him as an innocent equivalent the interpretation of Shakespeare after the manner of Gervinus and the diligent search for poetic justice?
Thus the aesthetic listener is also reborn with the rebirth of tragedy. In his place in the theater, a curious quid pro quo used to sit with half moral and half scholarly pretensions--the "critic." Everything in his sphere so far has been artificial and merely whitewashed with an appearance of life. The performing artist was really at a loss how to deal with a listener who comported himself so critically; so he, as well as the dramatist or operatic composer who inspired him, searched anxiously for the last remains of life in a being so pretentiously barren and incapable of enjoyment. So far, however, such "critics" have constituted the audience: the student, the schoolboy, even the innocuous female had been unwittingly prepared by education and newspapers for this kind of perception of works of art. Confronted with such a public, the nobler natures among the artists counted upon exciting their moral-religious emotions, and the appeal to the moral world-order intervened vicariously where some powerful artistic magic ought to enrapture the genuine listener. Or some more imposing, or at all events exciting, trend of the contemporary political and social world was so vividly presented by the dramatist that the listener could forget his critical exhaustion and abandon himself to emotions similar to those felt in patriotic or warlike moments, or before the tribune of parliament, or at the condemnation of crime and vice--an alienation from the true aims of art that sometimes had to result in an outright cult of tendentiousness. The attempt, for example, to use the theater as an institution for the moral education of the people, still taken seriously in Schiller's time, is already reckoned among the incredible antiques of a dated type of education. While the critic got the upper hand in the theater and concert hall, the journalist in the schools, and the press in society, art degenerated into a particularly lowly topic of conversation, and aesthetic criticism was used as a means of uniting a vain, distracted, selfish, and moreover piteously unoriginal sociability whose character is suggested by Schopenhauer's parable of the porcupines. As a result, art has never been so much talked about and so little esteemed. But is it still possible to have intercourse with a person capable of conversing about Beethoven or Shakespeare? Let each answer this question according to his own feelings: he will at any rate show by his answer his conception of "culture," provided he at least tries to answer the question, and has not already become dumbfounded with astonishment.
On the other hand, many a being more nobly and delicately endowed by nature, though he may have gradually become a critical barbarian in the manner described, might have something to say about the unexpected as well as totally unintelligible effect that a successful performance of Lohengrin, for example, had on him--except that perhaps there was no helpful interpreting hand to guide him; so the incomprehensibly different and altogether incomparable sensation that thrilled him remained isolated and, like a mysterious star, became extinct after a short period of brilliance. But it was then that he had an inkling of what an aesthetic listener is.
Whoever wishes to test rigorously to what extent he himself is related to the true aesthetic listener or belongs to the community of the Socratic-critical persons needs only to examine sincerely the feeling with which he accepts miracles represented on the stage: whether he feels his historical sense, which insists on strict psychological causality, insulted by them, whether he makes a benevolent concession and admits the miracle as a phenomenon intelligible to childhood but alien to him, or whether he experiences anything else. For in this way he will be able to determine to what extent he is capable of understanding myth as a concentrated image of the world that, as a condensation of phenomena, cannot dispense with miracles. It is probable, however, that almost everyone, upon close examination, finds that the critical-historical spirit of our culture has so affected him that he can only make the former existence of myth credible to himself by means of scholarship, through intermediary abstractions. But without myth every culture loses the healthy natural power of its creativity: only a horizon defined by myths completes and unifies a whole cultural movement. Myth alone saves all the powers of the imagination and of the Apollinian dream from their aimless wanderings. The images of the myth have to be the unnoticed omnipresent demonic guardians, under whose care the young soul grows to maturity and whose signs help the man to interpret his life and struggles. Even the state knows no more powerful unwritten laws than the mythical foundation that guarantees its connection with religion and its growth from mythical notions.
By way of comparison let us now picture the abstract man, untutored by myth; abstract education; abstract morality; abstract law; abstract state; let us imagine the lawless roving of the artistic imagination, unchecked by any native myth; let us think of a culture that has no fixed and sacred primordial site but is doomed to exhaust all possibilities and to nourish itself wretchedly on all other cultures--there we have the present age, the result of that Socratism which is bent on the destruction of myth. And now the mythless man stands eternally hungry, surrounded by all past ages, and digs and grubs for roots, even if he has to dig for them among the remotest antiquities. The tremendous historical need of our unsatisfied modern culture, the assembling around one of countless other cultures, the consuming desire for knowledge--what does all this point to, if not to the loss of myth, the loss of the mythical home, the mythical maternal womb? Let us ask ourselves whether the feverish and uncanny excitement of this culture is anything but the greedy seizing and snatching at food of a hungry man--and who would care to contribute anything to a culture that cannot be satisfied no matter how much it devours, and at whose contact the most vigorous and wholesome nourishment is changed into "history and criticism"?
We should also have to regard our German character with sorrowful despair, if it had already become inextricably entangled in, or even identical with, its culture, as we may observe to our horror in the case of civilized France. What for a long time was the great advantage of France and the cause of her vast superiority, namely, this very identity of people and culture, might compel us in view of this sight to congratulate ourselves that this so questionable culture of ours has as yet nothing in common with the noble core of our people's character? On the contrary, all our hopes stretch out longingly toward the perception that beneath this restlessly palpitating cultural life and convulsion there is concealed a glorious, intrinsically healthy, primordial power that, to be sure, stirs vigorously only at intervals in stupendous moments, and then continues to dream of a future awakening. It is from this abyss that the German Reformation came forth; and in its chorales the future tune of German music resounded for the first time. So deep, courageous, and spiritual, so exuberantly good and tender did this chorale of Luther sound--as the first Dionysian luring call breaking forth from dense thickets at the approach of spring. And in competing echoes the solemnly exuberant procession of Dionysian revelers responded, to whom we are indebted for German music--and to whom we shall be indebted for the rebirth of German myth.
I know that I must now lead the sympathizing and attentive friend to an elevated position of lonely contemplation, where he will have but a few companions, and I call out encouragingly to him that we must hold fast to our luminous guides, the Greeks. To purify our aesthetic insight, we have previously borrowed from them the two divine figures who rule over separate realms of art, and concerning whose mutual contact and enhancement we have acquired some notion through Greek tragedy. It had to appear to us that the demise of Greek tragedy was brought about through a remarkable and forcible dissociation of these two primordial artistic drives. To this process there corresponded a degeneration and transformation of the character of the Greek people, which calls for serious reflection on how necessary and close the fundamental connections are between art and the people, myth and custom, tragedy and the state. This demise of tragedy was at the same time the demise of myth. Until then the Greeks had felt involuntarily impelled to relate all their experiences immediately to their myths, indeed to understand them only in this relation. Thus even the immediate present had to appear to them right away sub specie aeterni [Under the aspect of the eternal.] and in a certain sense as timeless.
But the state no less than art dipped into this current of the timeless to find rest in it from the burden and the greed of the moment. And any people--just as, incidentally, also any individual--is worth only as much as it is able to press upon its experiences the stamp of the eternal; for thus it is, as it were, desecularized and shows its unconscious inward convictions of the relativity of time and of the true, that is metaphysical, significance of life. The opposite of this happens when a people begins to comprehend itself historically and to smash the mythical works that surround it. At that point we generally find a decisive secularization, a break with the unconscious metaphysics of its previous existence, together with all its ethical consequences. Greek art and pre-eminently Greek tragedy delayed above all the destruction of myth. One had to destroy tragedy, too, in order to be able to live away from the soil of home, uninhibited, in the wilderness of thought, custom, and deed. Even now this metaphysical drive still tries to create for itself a certainly attenuated form of transfiguration, in the Socratism of science that strives for life; but on the lower steps, this same drive led only to a feverish search that gradually lost itself in a pandemonium of myths and superstitions that were collected from all over and piled up in confusion: nevertheless the Greek sat among them with an unstilled heart until he learned to mask this fever with Greek cheerfulness and Greek frivolity, becoming a Graeculus [A contemptuous term for a Greek.], or he numbed his mind completely in some dark Oriental superstition.
Since the reawakening of Alexandrian-Roman antiquity in the fifteenth century we have approximated this state in the most evident manner, after a long interlude that is difficult to describe. On the heights we encounter the same overabundant lust for knowledge, the same unsatisfied delight in discovery, the same tremendous secularization, and beside it a homeless roving, a greedy crowding around foreign tables, a frivolous deification of the present, or a dully dazed retreat--everything sub specie saeculi [Under the aspect of the times, or the spirit of the age.], of the "present age." And these same symptoms allow us to infer the same lack at the heart of this culture, the destruction of myth. It scarcely seems possible to be continuously successful at transplanting a foreign myth without irreparably damaging the tree by this transplantation. In one case it may perhaps be strong and healthy enlugh to eliminate this foreign element in a terrible fight; usually, however, it must consume itself, sick and withered or in diseased superfoetation.
We think so highly of the pure and vigorous core of the German character that we dare to expect of it above all others this elimination of the forcibly implanted foreign elements, and consider it possible that the German spirit will return to itself. Some may suppose that this spirit must begin its fight with the elimination of everything Romanic. If so they may recognize an external preparation and encouragement in the victorious fortitude and bloody glory of the last war; but one must still seek the inner necessity in the ambition to be always worthy of the sublime champions on this way, Luther as well as our great artists and poets. But let him never believe that he could fight similar fights without the gods of his house, or his mythical home, without "bringing back" all German things! And if the German should hesitantly look around for a leader who might bring him back again into his long lost home whose ways and paths he scarcely knows anymore, let him merely listen to the ecstatically luring call of the Dionysian bird that hovers above him and wants to point the way for him.
Among the peculiar art effects of musical tragedy we had to emphasize an Apollinian illusion by means of which we were supposed to be saved from the immediate unity with Dionysian music, while our musical excitement could discharge itself in an Apollinian field and in relation to a visible intermediary world that had been interposed. At the same time we thought that we had observed how precisely through this discharge the intermediary world of the action on the stage, and the drama in general, had been made visible and intelligible form the inside to a degree that in all other Apollinian art remains unattained. Where the Apollinian receives wings from the spirit of music and soars, we thus found the highest intensification of its powers, and in this fraternal union of Apollo and Dionysus we had to recognize the apex of the Apollinian as well as the Dionysian aims of art.
To be sure, the Apollinian projection that is thus illuminated from inside by music does not achieve the peculiar effect of the weaker degrees of Apollinian art. What the epic or the animated stone can do, compelling the contemplative eye to find calm delight in the world of individuation, that could not be attained here, in spite of a higher animation and clarity. We looked at the drama and with penetrating eye reached its inner world of motives--and yet we felt as if only a parable passed us by, whose most profound meaning we almost thought we could guess and that we wished to draw away like a curtain in order to behold the primordial image behind it. The brightest clarity of the image did not suffice us, for this seemed to wish just as much to reveal something as to conceal something. Its revelation, being like a parable, seemed to summon us to teat the veil and to uncover the mysterious background; but at the same time this all-illuminated total visibility cast a spell over the eyes and prevented them from penetrating deeper.
Those who have never had the experience of having to see at the same time that they also longed to transcend all seeing will scarcely be able to imagine how definitely and clearly these two processes coexist and are felt at the same time, as one contemplates the tragic myth. But all truly aesthetic spectators will confirm that among the peculiar effects of tragedy this coexistence is the most remarkable. Now transfer this phenomenon of the aesthetic spectator into an analogous process in the tragic artist, and you will have understood the genesis of the tragic myth. With the Apollinian art sphere he shares the complete pleasure in mere appearance and in seeing, yet at the same time he negates this pleasure and finds a still higher satisfaction in the destruction of the visible world of mere appearance.
The content of the tragic myth is , first of all, an epic event and the glorification of the fighting hero. But what is the origin of this enigmatic trait that the suffering and the fate of the hero, the most painful triumphs, the most agonizing oppositions of motives, in short, the exemplification of this wisdom of Silenus, or, to put it aesthetically, that which is ugly and disharmonic, is represented ever anew in such countless forms and with such a distinct preference--and precisely in the most fruitful and youthful period of a people? Surely a higher pleasure must be perceived in all this.
That life really so tragic would least of all explain the origin of an art form--assuming that art is not merely imitation of the reality of nature but rather a metaphysical supplement of the reality of nature, placed beside it for its overcoming. The tragic myth too, insofar as it belongs to art at all, participates fully in this metaphysical intention of art to transfigure. But what does it transfigure when it presents the world of appearance in the image of the suffering hero? Least of all the "reality" of this world of appearance, for it says to us: "Look there! Look closely! This is your life, this is the hand on the clock of your existence."
And the myth should show us this life in order to thus transfigure it? But if not, in what then lies the aesthetic pleasure with which we let these images, too, pass before us? I asked about the aesthetic pleasure, though I know full well that many of these images also produce at times a moral delight, for example, under the form of pity or moral triumph. But those who would derive the effect of the tragic solely from these moral sources--which, to be sure, has been the custom in aesthetics all too long--should least of all believe that they have thus accomplished something for art, which above all must demand purity in its sphere. If you would explain the tragic myth, the first requirement is to seek the pleasure that is peculiar to it in the purely aesthetic sphere, without transgressing into the region of pity, fear, or the morally sublime. How can the ugly and the disharmonic, the content of the tragic myth, stimulate aesthetic pleasure?
Here it becomes necessary to take a bold running start and leap into a metaphysics of art, by repeating the sentence written above [Section 5], that existence and thee world seem justified only as an aesthetic phenomenon. In this sense, it is precisely the tragic myth that has to convince us that even the ugly and disharmonic are part of an artistic game that the will in the eternal amplitude of its pleasure plays with itself. But this primordial phenomenon of Dionysian art is difficult to grasp, and there is only one direct way to make it intelligible and grasp it immediately: through the wonderful significance of musical dissonance. Quite generally, only music, placed beside the world, can give us an idea of what is meant by the justification of the world as an aesthetic phenomenon. The joy aroused by the tragic myth has the same origin as the joyous sensation of dissonance in music. The Dionysian, with its primordial joy experienced even in pain, is the common source of music and tragic myth.
Is it not possible that by calling to our aid the musical relation of dissonance we may meanwhile have made the difficult problem of the tragic effect much easier? For we now understand what it means to wish to see tragedy and at the same time to long to get beyond all seeing: referring to the artistically employed dissonances, we should have to characterize the corresponding state by saying that we desire to hear and at the same time long to get beyond all hearing. The striving for the infinite, the wing-beat of longing that accompanies the highest delight in clearly perceived reality, reminds us that in both states we must recognize a Dionysian phenomenon: again and again it reveals to us the playful construction and destruction of the individual world as the overflow of a primordial delight. Thus the dark Heraclitus compares the world-building force to a playing child that places stones here and there and builds sand hills only to overthrow them again.
In order, then, to form a true estimate of the Dionysian capacity of a people, we must not only think of their music, but also just as necessarily of their tragic myth, as the second witness of this capacity. Considering this extremely close relationship between music and myth, one must suppose that a degeneration and depravation of the one will involve a deterioration of the other, if the weakening of the myth really expresses a weakening of the Dionysian capacity. Concerning both, however, a glance at the development of the German character should not leave us in any doubt. In the opera, just as in the abstract character of our mythless existence, in an art degenerated to mere entertainment as will as in a life guided by concepts, the inartistic as well as life-consuming nature of Socratic optimism had revealed itself to us. Yet we were comforted by indications that nevertheless in some inaccessible abyss the German spirit still rests and dreams, undestroyed, in glorious health, profundity and Dionysian strength, like a knight sunk in slumber; and from this abyss the Dionysian song rises to our ears to let us know that this German knight is still dreaming his primordial Dionysian myth in blissfully serious visions. Let no one believe that the German spirit has forever lost its mythical home when it can sill understand so plainly the voices of the birds that tell of that home. Some day it will find itself awake in all the morning freshness following a tremendous sleep: then it will slay dragons, destroy vicious dwarfs, wake Brunhilde--and even Wotan's spear will not be able to stop this course!
My friends, you who believe in Dionysian music, you also know what tragedy means to us. There we have tragic myth reborn from music--and in this myth we can hope for everything and forget what is most painful. What is most painful for all of us, however, is--the prolonged degradation in which the German genius has lived, estranged from house and home, in the service of vicious dwarfs. You understand my words--as you will also, in conclusion, understand my hopes.
Music and tragic myth are equally expressions of the Dionysian capacity of a people, and they are inseparable. Both derive from a sphere of art that lies beyond the Apollinian; both transfigure a region in whose joyous chords dissonance as well as the terrible image of the world fade away charmingly; both play with the sting of displeasure, trusting in their exceedingly powerful magic arts; and by means of this play both justify the existence of even the "worst world." Thus the Dionysian is seen to be, compared to the Apollinian, the eternal and original artistic power that first calls the whole world of phenomena into existence--and it is only in the midst of this world that a new transfiguring illusion becomes necessary in order to keep the animated world of individuation alive.
If we could imagine dissonance become man--and what else is man?--this dissonance, to be able to live, would need a splendid illusion that would cover dissonance with a veil of beauty. This is the true artistic aim of Apollo in whose name we comprehend all those countless illusions of the beauty of mere appearance that at every moment make life worth living at all and prompt the desire to live on in order to experience the next moment.
Of this foundation of all existence--the Dionysian basic ground of the world--not one whit more may enter the consciousness of the human individual than can be overcome again by this Apollinian power of transfiguration. Thus these two art drives must unfold their powers in a strict proportion, according to the law of eternal justice. Where the Dionysian powers rise up as impetuously as we experience them now, Apollo, too, must already have descended among us, wrapped in a cloud; and the next generation will probably behold his most ample beautiful effects.
That this effect should be necessary, everybody should be able to feel most assuredly by means of intuition, provided he has ever felt, if only in a dream, that he was carried back into an ancient Greek existence. Walking under lofty Ionic colonnades, looking up toward a horizon that was cut off by pure and noble lines, finding reflections of his transfigured shape in the shining marble at his side, and all around him solemnly striding or delicately moving human beings, speaking with harmonious voices and in a rhythmic language of gestures--in view of this continual influx of beauty, would he not have to exclaim, raising his hand to Apollo: "Blessed people of Hellas! How great must Dionysus be among you if the god of Delos considers such magic necessary to heal your dithyrambic madness!"
To a man in such a mood, however, an old Athenian, looking up at him with the sublime eyes of Aeschylus, might reply: "But say this, too, curious stranger: how much did this people have to suffer to be able to become so beautiful! But now follow me to witness a tragedy, and sacrifice with me in the temple of both deities!"